L7hydraulicsandpneumatics 201212070337
L7hydraulicsandpneumatics 201212070337
L7hydraulicsandpneumatics 201212070337
(Course Code:15ME753)
REFERENCE BOOKS:
Further Reference:
National Programme on Technology Enhanced Learning (NPTEL)
https://nptel.ac.in/courses/112103174/1 by Dr. S. N. Joshi (IITG)
Module 5
• Pneumatic and hydraulic actuation systems: Pneumatic and hydraulic systems actuating systems.
hydraulic system.
• Understand concepts and working of direction control valves and flow control valves.
Introduction
Actuation systems
Actuation systems are the elements of control systems, responsible for transforming the output of a
microprocessor or control system into a controlling action on a machine or device.
Example:
• An electrical output from the controller which has to be transformed into a linear motion to move
a load.
• An electrical output from the controller has to be transformed into an action which controls the
amount of liquid passing / flowing through a pipe.
• The most commonly used form is a gas pressurized and involves gas
• If the oil pressure rises then the bladder contracts, increases the
• If the oil pressure falls, the bladder expands to reduce the volume
A positive displacement pump provides a constant flow at fixed speed, regardless of changes in
pressure.
• A non-positive displacement pump’s output flow rate can change in response to the pressure on
the outlet.
• Use Newton’s first law of motion to move fluid against the system resistance.
Work in high pressure applications, up to Used for low pressure application, maximum
Pressure
800 bar pressure of 18 to 20 bar
Performance Flow is constant with changing pressure Flow varies with changing pressure
Gear pump
rotating gear teeth and the housing and is transferred from the inlet
Advantages:
• Low cost, robust & work smoothly
• Operate well at pressures around 210 bar.
• Pump with higher speeds up to 3000-6000 rpm.
• The maximum flow capacity is about 0.5 m3/min.
Disadvantages:
• Gears gradually wear down the housing and/or main bushings,
reducing the volumetric efficiency of the pump.
Applications:
• Used to pump Petrochemicals, chemicals, resins, adhesives.
• Chemical additive & polymer metering.
• Chemical mixing and blending.
• Food: Chocolate, fillers, sugar, vegetable fats and oils
Vane pump
• As the rotor rotates, the vanes follow the contours of the casing.
and the casing and transported round from the inlet port to outlet
port.
• As the area between the vanes decreases on the outlet side and
increases on the inlet side of the pump, oil is drawn in through the
supply port and expelled through the outlet as the vane cartridge
Advantages:
• Handles thin liquids at relatively higher pressure.
• Can run dry for short periods.
• Develops good vacuum.
• Compensates for wear through Vane extension.
Disadvantages:
• Complex housing and many parts.
• Not suitable for high pressures & Viscosity
• Not good with abrasives.
• Have fixed clearance.
Applications: Pumping Refrigerants,
• Aerosol and propellants, LPG cylinder filling, Aqueous
solution, solvents, Bulk transfer of LPG & NH3.
Piston pump
Pneumatic pumps
3. Screw compressor.
Single-acting, single stage, vertical, reciprocating compressor
• Air intake stroke: The descending piston causes air to be sucked into the
chamber through the spring-loaded inlet valve and when the piston starts to
rise again, the trapped air forces the inlet valve to close and so becomes
compressed.
• When the air pressure has increased sufficiently, the spring-loaded outlet
valve opens and the compressed air flows out of the system.
• After the piston has reaches the TDC, it then begins to descend and the
cycle repeats.
• Compressor is termed single-acting because one pulse of air is produced
per stroke; Also, compressor goes directly from atmospheric pressure to the
required pressure in a single operation.
• In double-acting compressors, produce pulses of air on both the up and
down strokes of the piston.
Single-acting, single stage, vertical, reciprocating compressor
• For the production of compressed air at more than a few bars, two or
• Normally two stages are used for pressures up to about 10 to 15 bar and
• As the rotor rotates, air is trapped in pockets formed by the vanes and as the
rotor rotates so the pockets become smaller and the air is compressed.
• Compressed packets of air are thus discharged from the discharge port.
• Single-stage, rotary vane compressors are used for pressures up to 800 kPa,
with flow rates of the order of 0.3 m3/min to 30 m3/min.
Screw Compressor
• The Screw compressor has two intermeshing rotary screws which rotate in
opposite directions.
• As the screws rotate, air is drawn into the casing through the inlet port and
• This trapped air moves along the length of the screws and compressed as
port.
1000 kPa with flow rates of between 1.4 m3 /min and 60 m3/min.
MECHATRONICS
• Valves are used with hydraulic and pneumatic systems to direct and regulate the fluid flow.
• The finite position valves are ones where the action is just to allow or block fluid flow, to switch
actuators on or off. Also, used for directional control to switch the flow from one path to another.
• The infinite position valves are able to control flow between fully on and fully of.
• Used to control varying actuator forces or the rate of fluid flow for a process control situation.
Valves
• Pneumatic and hydraulic systems use directional control valves to direct the flow of fluid through
• They are not intended to vary the rate of flow of fluid but are either completely open or completely
• Such on/off valves are widely used to develop sequenced control systems.
• They might be activated to switch the fluid flow direction by means of mechanical, electrical or
Spool Valve
• Spool valves can be used in both hydraulics or Pneumatics and their job is to control the
flow direction of the energy source by combining or switching the paths through which the
(a) (b)
• In (a) the air supply is connected to port 1 and port 3 is closed. Thus the device connected to port 2
can be pressurised.
• When the spool is moved to the left (b) the air supply is cut off and port 2 is connected to port 3. Port
3 is a vent to the atmosphere and so the air pressure in the system attached to port 2 is vented.
• Thus, movement of the spool has allowed the air firstly to flow into the system and then be reversed
and flow out of the system.
Valves
Directional control valves
Spool Valve
• Rotary spool valve.
• Rotary spool valves have a rotating spool which, when it rotates, opens and closes ports in a
similar way.
DCV - Poppet valve
• The valve is normally in the closed condition, being no connection between port 1 to which the pressure
supply is connected and port 2 to which the system is connected.
• In poppet valves, balls, discs or cones are used in conjunction with valve seats to control the flow.
• In the fig. a ball is shown.
• When the push-button is pressed, the ball is pushed out of its seat and flow occurs as a result of port 1 being
connected to port 2.
• When the button is released, the spring forces the ball back up against its seat and so closes off the flow.
Valve symbols
• The symbol used for a control valve consists of a square for each of its switching positions.
• For poppet valve there are two positions; one with the button not pressed and one with it pressed.
• Thus, a two-position valve will have two squares, a three-position valve three squares.
Valve symbols
• In (a) Arrow-headed lines are used to indicate the directions of flow in each of the positions, with
blocked-off lines indicating closed flow lines (b).
• In (c) the initial position of the valve has the connections to the ports shown;
• In (c) the valve has four ports.
• Ports are labelled by a number or a letter according to their function.
• The ports are labelled 1 (or P) for pressure supply, 3 (or T) for hydraulic return port, 3 or 5 (or R or
S) for pneumatic exhaust ports, and 2 or 5 (or B or A) for output ports.
• The above fig. (a) shows examples of some of the symbols which are used to indicate the
• More than one of these symbols might be used with the valve symbol.
Valve symbols
• The above fig. (a) shows examples of some of the symbols which are used to indicate the
• More than one of these symbols might be used with the valve symbol.
Valve Symbols
• The arrows represent the flow paths the valve has when
it is in that position.
Valve Symbols
• In three position valve, the center position shows the flow path when neither actuator is active, and
the springs are holding the valve in the center position.
• Here, the center box indicates that there will be no air flow unless one of the two actuators is active.
Valve Symbols
Ports
• The number of ports is shown by the number of end points in a given box.
• The other boxes just show different states of the same valve.
• Sometimes a port (usually an exhaust port) goes directly to atmosphere and there is no
• To indicate this (in some flow diagrams), ports with attachment capability will have a short line
extending beyond the box (as shown on ports 1, 2, & 4), while the ports you cannot attach to will
not have the external line segment (ports 3 & 5 in this example).
Directional Control Valve symbols
3/2 valve • In the first position flow takes place to the cylinder.
(3 ports and 2 • In the second position flow takes out of the cylinder to
switching position)
the exhaust (single acting cylinder)
Directional Control Valve symbols
(4 ports and 2 • For double acting cylinder all the ports are open.
switching position)
4/3 valve
5/2 way valve • Two open positions with two exhaust ports.
• As an illustration, (b) shows the symbol for the two-port, two-position poppet valve.
• The first number indicates the number of ports and the second number the number of positions.
• The 3/2 valve is used to control items such as single acting cylinders which have a single input.
• The input to the cylinder is connected to port 2, the air supply to port 1 and port 3 is allowed to
exhaust to atmosphere.
• The number 3 signifies that the valve has three ports, whilst the number 2 signifies that the valve
Three position four way valve: P to B and A to T Three position four way valve: P to A and B to T
• When left end (port B) is actuated, the port P is connected with ports B and T is connected with
• Similarly, when the right end is actuated the port P is connected to A and working port B is
connected to port T.
3/4 Valve - Closed center position
• In closed center, all user ports (port A and port B) are closed. Therefore, these ports are hydraulically
locked and the actuator cannot be moved by the external load.
• The pumped fluid flows through the relief valve.
• The pump works under the high pressure condition, which wastes the pump power, leads to wear of the
pump parts.
• The fluid temperature also rises due to heat generation by the pump, leading to the oxidation and viscosity
drop of the fluid, in turn reduces the pump life.
3/4 Valve - Tandem centered valve
• The 5/2 valve is used to control items such as double acting cylinders which have two inputs.
• The inputs to the cylinder are connected to ports 2 and 4, the air supply to port 1.
• The number 5 signifies that the valve has five ports, whilst the number 2 signifies that the valve has
2 directions or states
Application of Pneumatic systems - Lift system
• The force required to move the ball or shuttle in a valve can often be too large for manual or
solenoid operation. To overcome this problem a pilot-operated system is used where one valve
• Free flow can only occur in one direction through the valve: which results in the ball being
• Flow in the other direction is blocked by the spring forcing the ball against its seat.
Classification based on Actuation
1. Manual Actuation: The spool is operated manually. Manual actuators are hand lever, push
2. Mechanical Actuation: Using mechanical elements such as roller and cam, roller and plunger,
3. Solenoid Actuation: Also known as electrical actuation. The energized solenoid coil creates a
magnetic force which pulls the armature into the coil. This movement of armature controls the
spool position.
Solenoid Actuation
Classification based on Actuation
5. Pneumatic Actuation: Operated by applying compressed air against a piston at either end of the
valve spool.
The construction of the system is similar to the hydraulic actuation as shown in fig.
The only difference would be the actuation medium. I.e. compressed air.
MECHATRONICS
• A flow control valve can regulate the flow or pressure of the fluid.
• The fluid flow is controlled by varying area of the valve opening through which fluid passes.
• The fluid flow can be decreased by reducing the area of the valve opening and can be
• The flow control valves work on applying a variable restriction in the flow path.
1. Plug valve
2. Butterfly valve
3. Ball valve
4. Balanced valve
Classification - Flow control valves
2. Butterfly valve
• It has higher risk of leakage on the shut-off position and suffer from
• Butterfly valves are favored because of their lower cost and lighter
weight.
Classification - Flow control valves
3. Ball valve
• The pressure relief valves are used to protect the hydraulic components from excessive
pressure.
• This is one of the most important components of a hydraulic system and is essentially required
• Its primary function is to limit the system pressure within a specified range.
• It is normally a closed type and it opens when the pressure exceeds a specified maximum value
2. Unloading Valve
3. Sequence valve
4. Counterbalance Valve
• The valve has two ports: one is connected to the tank and another is
• Normally, the valve is closed and the tank port is also closed.
• These valves are used to permit a pump to operate at the minimum load.
• It works on the same principle as direct control valve that the pump
• The pilot pressure maintains a static pressure to hold the valve opened.
• The pilot pressure holds the valve open until the pump delivery is needed.
relaxed and the spool moves down due to the self weight and the spring
force.
• The drain is provided to remove the leaked oil collected in the control
• The unloading valve reduces the heat buildup due to fluid discharge at a
• Sometimes a part of the system may need a lower pressure. This is possible
by using pressure reducing valve as shown in Fig.
• These valves are used to limit the outlet pressure.
• Generally, used for the operation of branch circuits where the pressure may
vary from the main hydraulic pressure lines.
• These are open type valve and have a spring chamber with an adjustable
spring, a movable spool as shown in fig.
• A drain is provided to return the leaked fluid in the spring (control) chamber.
• A free flow passage is provided from inlet port to the outlet port until a signal
from the outlet port tends to throttle the passage through the valve.
• The pilot pressure opposes the spring force and when both are balanced,
the downstream is controlled at the pressure setting.
Pressure Relief valves
4. Pressure reducing valve
• When the pressure in the reduced pressure line exceeds the valve setting,
the spool moves to reduce the flow passage area by compressing the
spring.
• It can be seen from the fig. if the spring force is more, the valve opens wider
and if the controlled pressure has greater force, the valves moves towards
• The principles and form are the same for both hydraulic and pneumatic versions, differences
being a matter of size as a consequence of the higher pressures used with hydraulics.
• The cylinder consists of a cylindrical tube along which a piston/ram can slide.
2. Double-acting cylinders
Cylinders and Rotary Actuators
Single Acting Cylinders
• The term single acting refers, when the control pressure is applied to just one side of the piston, a spring
• The fluid is applied to one side of the piston at a gauge pressure p with the other side being at atmospheric
pressure and produces a force on the piston of pA,( where A is the area of the piston).
Cylinders and Rotary Actuators
Single Acting Cylinders
• When a current passes through the solenoid, the valve switches position and pressure is applied to move
the piston along the cylinder.
• When the current through the solenoid ceases, the valve reverts to its initial position and the air is vented
from the cylinder.
• As a consequence the spring returns the piston back along the cylinder.
Cylinders and Rotary Actuators
Double Acting Cylinders
• The term ‘double acting’ is refers, when the control pressures are applied to each side of the piston (Fig)
• A difference in pressure between the two sides then results in motion of the piston, the piston being able
• For the double-acting cylinder shown in Fig, current through one solenoid causes the piston to move in
one direction with current through the other solenoid reversing the direction of motion
Cylinders and Rotary Actuators
Rotary Actuators
• A linear cylinder can, with suitable mechanical linkages, be used to produce rotary movement through
angles less than 360°, Fig (a) illustrates such an arrangement.
• Another alternative is a semi-rotary actuator involving a vane Fig (b).
• A pressure difference between the two ports causes the vane to rotate and so give a shaft rotation which
is a measure of the pressure difference. Depending on the pressures, so the vane can be rotated
clockwise or anti-clockwise.
Cylinders and Rotary Actuators
Rotary Actuators
• For rotation through angles greater than 360° a pneumatic motor can be used. one such form is the vane
motor Fig (c).
• An eccentric rotor has slots in which vanes are forced outwards against the walls of the cylinder by the
rotation.
• The vanes divide the chamber into separate compartments which increase in size from the inlet port round
to the exhaust port. The air entering such a compartment exerts a force on a vane and causes the rotor to
rotate. The motor can be made to reverse its direction of rotation by using a different inlet port.
End