geoffrey’s ‘very old book’
1
Geoffrey’s ‘Very Old Book’ and
Penda of Mercia
edwin pace
Major story elements in Geoffrey of Monmouth’s narrative concerning
Uther Pendragon and Aurelius Ambrosius closely follow historical events
recorded for the reigns of the seventh-century insular rulers Cadwallon of
Gwynedd and Penda of Mercia. This may have important implications
for the provenance of the Historia Regum Britanniae. (EP)
G
eoffrey of Monmouth’s claim for the existence of ‘a very old book in the
British tongue’ (Britannici sermonis librum uetustissimum), is often seen
as little more than a cunning fiction.1 The Historia Regum Britanniae differs so
markedly from all previous material about ancient Britain that many scholars
dismiss the idea that Geoffrey had access to some now-lost source for the
reigns of almost a hundred British kings.2 If such a book existed, they ask,
why do we see no evidence for it in any previous work? Why do the stories of
Aurelius, Uther, and Arthur differ so radically from the known evidence for
this period? Clearly, the Historia Regum Britanniae (henceforward ‘HRB’) is a
product of Geoffrey’s own literary genius, not the result of a happy discovery
of authentic ancient material.
It is certainly true that there is much that is fanciful (and certainly nonhistorical) in the good bishop of St Asaph’s book. Various observers have
demonstrated how Geoffrey seems to misquote and manipulate Gildas,
Bede, and other writers in order to create more vivid narratives.3 It has also
been demonstrated that literally hundreds of names have been taken from
other sources to lend an air of credibility to the work. In Geoffrey’s battles
the commanders of each detachment are named. In his ceremonies, the part
played by each vassal is described in obsessive detail.4 When we read that Ali
Fatima commanded a Roman Army unit in fifth-century Gaul, it is difficult
to resist the conclusion that most of the HRB is a clever literary deception.5
As one study has asserted, Geoffrey ‘pillaged other authors with unequalled
audacity to fabricate what he certainly did not believe himself.’6
There have been some dissenting voices to this skepticism, however. Acton
Griscom and Lewis Thorpe were willing to consider that Geoffrey’s claim was
more than mere fiction.7 Molly Miller, Peter Bartrum and Michael Curley
have each allowed that Geoffrey may have had access to some written material,
arthuriana 22.2 (2012)
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albeit no more than a few pages of text.8 Mary L.H. Thompson ventured
that a Late Antique story of Vercingetorix might lie behind the account of
Arthur’s Roman war, while Roger Sherman Loomis saw the deeds of the Irish
hero Llwch Llawwynnawc as a possible exemplar.9
Acceptance of these arguments has been far from universal, however.
Rosemary Morris perhaps best sums up much current scholarly opinion about
Geoffrey’s claim when she states: ‘Geoffrey’s ex nihilo creation of a complete
biography for Arthur is an ineffably important achievement.’10 The phrase
‘ex nihilo’, however, raises an important, though largely neglected issue. The
biography of Arthur is only part of a much larger narrative, the story of the
House of Constantine. This is a very complex literary and quasi-historical
work, comprising most of the latter half of the HRB. Yet it must be said
that the authors of complex literary works on historical themes rarely create
them ex nihilo. Tolstoy certainly used pre-existing historical material to write
War and Peace, as did Shakespeare when he composed his history plays. This
implies that Geoffrey’s originality was of a very high order, in that he could
assemble compelling narratives from extremely diverse materials—and on his
very first attempt. Indeed, since the HRB spawned one of the most long-lived
genres in world literature, one might make a case that Geoffrey was the most
original writer of historical fiction ever, creating ex nihilo a literary tradition
still going strong after eight centuries. But one must then ask: does the fact
that Geoffrey was ‘capable’ of deceiving his readership also imply that he was
‘capable’ of producing the compelling narratives found in the HRB?
I contend that we actually possess information that helps resolve this
question. This article will not directly address the historical significance of
the HRB. Nor will it deal with the HRB’s place in medieval literature. Rather,
it is an inquiry into the possible origins of a number of key elements in the
HRB—all associated with the literary figures of Aurelius Ambrosius and Uther
Pendragon. As will be demonstrated, a careful examination of this material
may enable future researchers to better assess the reality behind Geoffrey’s
claim for his ‘very old book.’
henry, vortimer, and horsa
Geoffrey’s work at first reading seems an interminable narrative of kings and
battles.11 His history of the House of Constantine recounts the exploits of
Aurelius, Uther Pendragon, and Arthur in minute detail. Indeed, Geoffrey
provides far more ‘evidence’ for these fictional monarchs than he does for
Brennius, Caesar, Claudius, or Caduallo—even though the last four characters
derive from genuine historical figures whose exploits are found in a number
of Latin texts.12 One must then ask: why is so much ‘reporting space’ devoted
to the extended military campaigns of a fictitious dynasty? From whence
comes this elaborate narrative?
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geoffrey’s ‘very old book’
3
One might see this phenomenon as simply the product of a good storyteller.
It is arguable that the very detailed battles that the House of Constantine fights
with the Saxon invaders is Geoffrey’s way of making us suspend disbelief in
his fabricated ‘history.’ But if so, this is not the pattern we see in the literary
works with which Geoffrey would have been familiar. The Chanson de Roland,
the stories of Guillaume d’Orange, Gormond et Isembart, the Tristan material
of Thomas and Beroul, and Benedeit’s biography of St Brendan do not appear
to have been created ex nihilo. On the contrary, they appear to draw on earlier
exemplars, either from Celtic myth or Frankish history. They are, moreover,
in no sense sweeping epics of a nation’s history over many centuries. Instead,
they recount the individual fates of a few main protagonists.13
There is, however, at least one contemporary of Geoffrey’s whose work
rivals the epic scale of the HRB. In this writer’s work we also find a national
narrative played out over many centuries, replete with the names of kings
and battles. This is Henry of Huntingdon’s Historia Anglorum (hereafter
‘HA’). But Henry sincerely believes that he is writing history, not fiction.
Moreover, it is undeniable that the HA is largely based on a number of preexisting sources, first and foremost some version of the Anglo-Saxon Chronicle
(hereafter ‘ASC’).14 Yet it is also true that Henry seems to embellish his work
to make the narrative more compelling. For example, when the Saxon Revolt
begins, Henry recounts the following:
Vtebantur eo tempore duce Ambrosio Auerliano uiro modesto…Duoque
filii Gortegirni duces erant cum eo Gortemer et Categir. . . Et filium regis
prostratum cecidit. Gortemer autem, frater eius, uir uere strenuissimus, ex
obliquo aciem Horsi disrupit, et ipso Horso interfecto uirorum fortissimo,
reliquie cohortis ad Hengistum fugiunt. . . .
[Their commander at this time was the virtuous Ambrosius Aurelianus…The
two sons of Vortigern, Vortimer and Cateyrn, were commanders with him...
The king’s son (Cateyrn) fell dead. But Vortimer his brother, truly a most
valiant man, broke into Horsa’s line on its flank, killed Horsa, the bravest of
men, and put the remainder of his company to flight toward Hengist…].15
No earlier source reports that Ambrosius led the British force in this battle.
Nor is there any previous evidence for Vortimer’s brilliant tactical maneuver.
When we read the Laud and Parker manuscripts of the ASC, we find that
Henry’s stirring narrative is a manifest embellishment of earlier, very terse
citations. Thus, the fact that Geoffrey uses similar embellishments in his
narratives does not automatically imply that the rest of his story was composed
ex nihilo. We find the same questionable inventions in a contemporary work
that uses sources of great antiquity. The fact that a contemporary AngloNorman writer with a significant degree of historical credibility was guilty
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of exaggeration and embellishment suggests that something more is required
to ‘convict’ Geoffrey of historical fabrication.
What may also be significant is that if we had no other witness to the ASC
material save Henry, he might well fall into the same category as Geoffrey.
His manifest embellishments would also be ‘proof ’ that Ambrosius, Cateyrn,
and Horsa were his own inventions. Thus, the one charge that really ‘sticks’
with regard to Geoffrey is that no certain exemplars have been found for
most of his historical narratives.
Curiously, the exploits of the very first champion we meet in this part
of the HRB is based on a source that both Geoffrey and Henry could only
have seen as authentic: the ninth-century Historia Brittonum (hereafter
called ‘HB’).16 We find that Geoffrey, like Henry, has something to say about
Vortimer, and it comes from chapters 43 and 44 of the HB. These chapters
detail four battles fought in eastern Kent. In the course of the four encounters
Vortimer assaults the western side of the Isle of Thanet three times. The
overall sequence is as follows:
1) Unnamed battle at Thanet
2) Battle on Darent River
3) Battle of Episford at Thanet; death of Categirn [Cateyrn] and Horsa
4) Unnamed battle at Thanet; Saxons flee to their ships17
Geoffrey certainly does employ inventions to make his account of
Vortimer more vivid. He reports the battlefield deaths of Horsa and Categirn,
but contradicts Henry of Huntingdon by identifying not Vortimer, but
Categirn as Horsa’s slayer: ‘Super uadum Episford, ubi conuenerunt Horsus
et Katigernus’ [At the ford of Episford Horsus opposed Katigern]. Geoffrey
also gives a reason for the HB’s report of the untimely (but unspecified)
death of Vortimer: poisoning by the evil Saxon Queen Ronwein. ‘Dedit illi
per quendam falmiliarem suum uenenum potare’ [She administered poison
to Vortimer by means of one of his household].18
Otherwise, Geoffrey relates what is found in the HB. This suggests a
hypothesis that might be testable: could there be other pre-existing narratives
in the HRB, but narratives that have been obscured by embellishment? In
considering this hypothesis, it might also be useful to look more closely at
Henry of Huntingdon’s main source for the wars of the Saxon Revolt—the
ASC. Here we find a kind of ‘mirror image’ to Vortimer’s encounters in the
HB. The battles also number four. But in the ASC Hengist and Horsa are
the apparent victors in each encounter. Schematically, the list appears thus:
1) Battle of Aegelesthreap; death of Horsa
2) Battle of Crecganford (Crayford, on Darent); 4,000 Britons slain
3) Battle of Wippedsfleot; twelve British nobles slain
4) Battle at unspecified location; Hengist takes ‘great spoil’19
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5
If one were to read the ASC in isolation, the logical conclusion would
be that Hengist was the victor in every encounter, while a similar isolated
reading of the HB would suggest that Vortimer triumphed in each battle.
But it may be useful to recall the testimony of our earliest historical source
for this period, the sixth-century writer Gildas. In his De Excidio Britonum
(hereafter ‘DEB’), Gildas’ account of the Saxon Revolt appears to contradict
both sources: ‘Ex eo tempore nunc cives, nunc hostes, vincebant’ [From then
on victory went now to our countrymen, now to their enemies].20
Very significantly, if we compare the ASC and HB accounts side by side,
both actually seem to confirm Gildas’ testimony. The ASC reports horrific
British casualties in the second and third battles, but is much more reticent
about the first and fourth. Similarly, in the Vortimer list, it is only in the last
engagement that we find mention of a rousing British success: ‘Barbari victi
sunt, et ille victor fuit, et ipsi in fugam versi usque ad ciulas suas mersi sunt
in eas muliebriter intrantes’ [The barbarians were beaten and he (Vortimer)
was victorious. They fled to their keels and were drowned as they clambered
aboard them like women].21 The very fact that a third Thanet battle had to be
fought at all makes us suspect that the two previous assaults on the western
side of the island were later seen as less than total successes.
This suggests that by the ninth century Saxons and Britons agreed on
certain aspects of their fifth-century past. But at the same time, each party
felt free to claim that every battle fought was a victory for its own champion,
even when this was disputed by the other side. In the above case, a pre-existing
narrative was embellished to benefit a particular actor, but not so much that
a related exemplar became unrecognizable. This suggests another aspect of
our hypothesis: can we see evidence of competing claims by different parties,
claims that may superficially obscure the links between two narratives?
aurelius and uther
It may seem very doubtful that there is an earlier exemplar for the story of two
protagonists in Geoffrey’s narrative—the brothers Aurelius Ambrosius and
Uther Pendragon. However, the well-known legends of Merlin’s construction
of Stonehenge, and Uther’s magical exploits at Tintagel, have obscured the
fact that Aurelius and Uther are first and foremost the leaders of a vigorous
resistance to the encroaching Saxons. Strangely, the action takes place mainly
in Northumbria, an area which is almost completely ignored in British and
Saxon records purporting to address fifth-century events.22 This may in fact
be an indication that a much wider perspective is needed.
The two brothers begin their careers as youthful exiles in Brittany. But
when they reach manhood they return to Britain, where Aurelius is crowned
king. His first act is to lead a force northward against Saxons in the vicinity of
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York. Yet, curiously, the only troops explicitly named in the expedition come
from the Celtic fringe: Brittany, Gwynedd, and Dyfed.23 This force defeats the
Saxons at a field called ‘Maisbeli.’ Aurelius then pursues his foes to a certain
Kaerconan, usually identified as the modern Yorkshire town of Conisbrough.24
Here the pagans are decisively crushed in a set-piece battle east of the city.
This allows the Britons to take a just revenge on the Saxon leader Hengist:
‘Accepit itaque Eldol gladium et duxit eum extra urbem et amputato capite’
[So Eldol took a sword, led Hengist outside the city, and cut off his head].
These victories also enable Aurelius to restore British churches destroyed by
the Saxons, and to appoint new bishops for Chester and York. But, having
decisively beaten the pagan foe, the king takes pity and allows them to settle
in the far north of Britain. He also restores lands to the descendants of
dispossessed Britons.25 There follows a supernatural interlude, which recounts
how Merlin transported the monoliths of Stonehenge from Ireland.26
In the first part of the story, Aurelius’ younger brother stays very much in
the background. Only when the elder sibling falls ill does Uther Pendragon
take center stage. Strangely, Uther fights his initial encounter not in the
north, where the Saxons have settled, but at faraway St Davids. This is the
only time in Geoffrey’s entire work that this coastal Welsh city is mentioned
as a place of battle.27 Still stranger, Uther defeats opponents who include Irish
and fellow Britons. This younger brother also has a different persona from
Aurelius. Instead of looking after the needs of the Church, Uther becomes
involved in a magical shape-shifting episode, aided by the northern British
figure Merlin.
During this time Uther’s brother dies. This is heralded by a star with a
tail—a comet. ‘…apparuit stella …uno radio contenta’ [There appeared
a comet…with a single tail]. This same comet further occasions the new
king’s honorific, ‘Pendragon.’ There follows another battle with the Saxons,
which the Britons lose. Uther is then besieged at a place called Mount
Damen, but defeats his foes in a surprise attack. ‘At Britones…ocius adeunt
castra et inuadunt repertoque aditu nudatis ensibus in hostes concurrunt’
[The Britons…got quickly to the camp, burst in and fell upon the enemy
with drawn swords]. This enables Uther to pacify the country all the way
to Scotland.28
Then, like Aurelius, Uther falls ill. Under the leadership of a subordinate,
Loth of Lothian, the Britons carry on a protracted, indecisive struggle against
the Saxons. Finally, upon hearing of a Saxon landing in Scotland, Uther rouses
himself and leads his army out to battle. Yet, very illogically, the Saxons in
the meantime have somehow removed far to the south, to St Albans—which,
like St Davids, is only mentioned once in the HRB as a battle site.29 Here
a bitter siege ensues, with great loss on both sides. Eventually the Britons
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7
triumph. But, like Vortimer and Aurelius, Uther then dies from poisoning.
It is this tale of strife and uncertainty that sets the stage for Arthur’s advent.30
The above may seem like a bewildering series of events, thrown together
almost at random by an enthusiastic storyteller. The writer would in no way
argue that it is a ‘lost saga’ of the House of Constantine. But he would still
suggest that there are historical exemplars for nearly all of this. And they
come from a period when the fate of Britain was just as uncertain as in the
time of the fifth-century Ambrosius Aurelianus.
cadwallon and penda
The name Aurelius Ambrosius almost certainly derives from the historical
British leader Ambrosius Aurelianus. But for our purposes it may be the
lack of material on this historical personage that is most significant. Gildas
presents Ambrosius as a kind of liberation figure for the Britons, yet up to
the ninth century we find almost no details attached to him. While the battle
of Badon occurs immediately after his appearance in Gildas’ text, the latter
makes no attempt to connect Ambrosius with that event. Indeed, the only
battle with which this leader is associated is the ninth-century HB’s mysterious
‘Discord of Guollop.’31 Ambrosius is thus considered very important, yet is
paradoxically associated with almost no events. The very limited evidence
available makes Ambrosius in effect a palimpsest, upon which any narrative
might be imposed.
No known historical British leader has been associated with the preGalfridian Uther Pendragon. There are early mentions of him in the Pa
Gur and the Welsh Triads. Another early work, ‘The Death Song of Uther
Pendragon,’ describes him as a great warrior, one who has taken a hundred
heads. The poem also claims that he has founded a line of kings and Arthur
has only a ninth part of his strength.32 But again, what may be more significant
is what is not said in the earliest sources. Uther’s descendants are not specified.
He is never described as Arthur’s father. We only assume this because of what
Geoffrey tells us in the twelfth century.33
It might be instructive to take a closer look at this death song, specifically
its Welsh title, Marwnad Uthyr Pen. Once again, what is most interesting is
what is not here—the Welsh word for military commander, dragon.34 Instead,
in one of the earliest Welsh sources, we find this literary figure called, not
‘Uther Pendragon,’ but simply ‘Uthyr Pen.’ This suggests that either form
was sufficient for a medieval reader to recognize just who this figure was.
Moreover, ‘Uther’ and ‘pen’ are ambiguous words. ‘Uther’ is both an early
proper Welsh name and the Welsh adjective ‘terrible’ or ‘dread.’ ‘Pen’ has the
meaning of both the noun ‘head’ and the adjective ‘chief.’35 Uthyr Pen is thus
a figure of uncertain provenance, whose very name elements are uncertain.
He is as much a palimpsest as Ambrosius.
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We do, however, find a historical character with a name superficially like
Uther Pen. The Welsh knew him as Panna. But he flourished not in the
fifth, but the seventh century. Moreover, he was not Welsh but English.
This is Penda of Mercia, who fought against the expanding power of the
English kingdom of Northumbria. Penda’s main ally in this struggle was a
very powerful British ruler, Cadwallon, king of Gwynedd. Indeed, like the
fictional Aurelius, Cadwallon was originally the senior partner in the alliance.
It was only the British king’s death in battle that made Penda the leader of
the coalition.36
The equation of Penda with Pen—and Cadwallon with Aurelius—may
seem dubious in the extreme. Yet a comparison of the careers of the two
seventh-century warlords with those of Geoffrey’s fictional monarchs is most
interesting. One of the earliest mentions of Cadwallon reports him as an exile
in Ireland, evading the expanding power of King Edwin of Northumbria.
But the Briton’s career soon took a spectacular turn. Allied with Penda and
a number of Welsh rulers, Cadwallon gave battle to Edwin in about 633.
This encounter has two names. In the Annales Cambriae (hereafter ‘AC’) we
read: ‘Gueith Meicen, et ibi interfectus est Etguin’ [The battle of Meigen,
and there Edwin was killed].37 However, in Bede we find: ‘Et conserto graui
proelio in campo qui uocatur Haethfelth, occisus est Eduini’ [A fierce battle
was fought in the place called Haethfelth (Hatfield Chase) and Edwin was
killed’].38 But Meicen is in Powys, while Hatfield Chase is northeast of the
present Doncaster. A number of scholars see this as evidence for two separate
encounters, Meicen being the initial battle and Hatfield Chase providing the
venue for King Edwin’s final demise.39 Of even more interest, Hatfield Chase is
only ten miles northeast of Conisbrough, the probable site of Aurelius’ second
victory at Kaerconan. Any army fleeing from a defeat in Wales would first have
to pass through this town to reach Hatfield Chase. The site of Cadwallon’s
great victory over Edwin is thus virtually identical to the venue of Aurelius’
defeat of Hengist.40
Cadwallon’s triumph changed the balance of power in northern Britain for a
time, allowing a Welsh army to overrun most of Northumbria, includingYork.
Many among the Northumbrian elite fled the kingdom. Most prominent was
York’s new bishop, Paulinus, who never returned to his vacant see and died
in Rochester. The victory also saw King Edwin suffer the identical fate of
Hengist. In Bede we read: ‘Adlatum est autem caput Eduini regis Eburacum’
[The head of king Edwin was brought into York’].41 Cadwallon then suffered
a temporary reverse, when he was besieged by Edwin’s cousin, Osric, possibly
at York. But Bede then reports a reversal of fortune quite as dramatic as
Uther’s victory at Mount Damen: ‘Aestats Osricum erumpens subito cum
suis omnibus imparatum cum toto exercitu deleuit’ [He (Cadwallon) broke
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9
out suddenly with all his forces, took Osric by surprise, and destroyed him
and all his forces’].42
The next year saw a fatal reverse for British fortunes. Cadwallon met
Edwin’s successor, King Oswald, at ‘Hefenfelth,’ as Bede calls it.43 There the
Welsh army was routed and Cadwallon was slain. This, however, was far from
the end of the story. Cadwallon’s ally, King Penda, went on the offensive. In
about 642 he slew Oswald at the battle of Maserfelth, or, as it was known in
Wales, ‘Coqfry.’44
Penda’s hegemony lasted longer than Cadwallon’s.45 In 645 the AC speaks of
a conflict at St Davids.46 Effectively controlling most of Northumbria, Penda’s
armies then embarked on a series of extended campaigns southwards, driving
the Wessex King Cenwealh into exile and killing King Anna of East Anglia.47
Finally, in about 654 Penda led a joint Mercian and Welsh expedition north,
to a settlement called Iudeu, sometimes seen as Stirling in Scotland. There he
reportedly exacted a huge tribute from Oswald’s brother, King Oswiu.48 But
Oswiu shadowed Penda’s force on its return journey, ambushing it at a place
called Campus Gaius, or Winwaed, probably on the Went River. Penda was
decisively defeated. The AC citation reads ‘656 an. Strages Gaii Campi’ [656:
The slaughter of Campus Gaius].49 Sources are not clear as to the Mercian
king’s ultimate fate, however. Bede’s chronicle in his Historia reports: ‘Anno
DCLV Penda periit’ [655: Penda perished’]. But the AC citation for the year
following the battle suggests that the Mercian died a year after Campus Gaius:
‘657 an. Penda occisio’ [657: Penda killed]. Like Uther, he thus may have been
remembered as suffering something other than a battlefield death. Whatever
Penda’s personal fate, however, this effectively marked the last attempt by
the Welsh to regain lands outside of present-day Wales. That the Historia
Brittonum ends its narrative here is therefore no surprise.50
Two other things about Penda and this troubled time stand out. Bede
describes the Mercian king as a pagan,51 while the HB author specifically
charges him with being victorious ‘per diabolicam artem’ [through the arts
of the Devil].52 Moreover, during the time of Penda’s hegemony we find the
following entry in the AC: ‘650 an. Ortus stellae’ [650: The rising of a star].
This is not the recurring visit of Halley’s Comet, which the AC reports for the
year 676. Instead it may mark a unique celestial phenomenon that Korean
and Chinese sources date to the year 647. The citation for this year mentions
the appearance of a hui, the usual name for a comet.53
In view of the above evidence, it might be useful to compare the narratives
of the two seventh-century rulers with those of the two sons of Constantine:
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TABLE I
Cadwallon
Aurelius
Exile in Ireland
Exile in Brittany
633
Meicen victory
Maisbeli victory
633
Hatfield Chase victory
(near Conisbrough)
Victory near Kaerconan
Conisbrough)
Edwin beheaded
Hengist beheaded
York captured
York captured
Merlin builds Stonehenge
Bishop Paulinus flees York
New bishop at York
York siege, Cadwallon Victory
634
Defeat at Denisburna, death
Poisoned
TABLE II
Penda
Uther Pendragon
642
Penda slays Oswald
645
Assault on St Davids
St Davids battle
650
‘Rising of star’ citation in
Annales Cambriae
‘Pendragon’ comet name
Northumbrian hegemony
York siege, withdrawal
Mt Damen siege, victory
Paganism, ‘devil’s arts’
Provinces in North pacified
Shape shift at Tintagel
655
Campaigns in Wessex
and East Anglia
Campaigns against Saxons
Siege of ‘Iudeu’ in Scotland
(= Alban/Albania)
Saxon landing in Scotland, siege
at St Albans
Death after Winwaed defeat
Poisoned
Note: Supernatural elements: bold type; unmatched elements: italics
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11
The above is not a perfect match. Names at times differ, just as the ASC’s
encounter at ‘Wippedsfleot’ becomes ‘Episford’ in the HB. But nearly
every element in one list has an analogue in the other—and in the same
order. In particular, the Northumbrian venue of the action, the battles near
Conisbrough, the beheading of both Saxon leaders, the leadership change in
the York see, the St Davids action, the stellar phenomenon, and the drawn
out campaigns ending in an ‘Alban’ siege all argue for something much more
than mere coincidence.
At the same time, Geoffrey’s account could certainly be seen as an
‘embellishment’ of the sketchy material provided by Bede, the HB and the
AC. Thus, just as we possess contrasting narratives of fifth-century events
for the careers of Vortimer and Hengist, so too does it appear that here we
may have contrasting narratives for the seventh-century struggle between
Northumbria and her British and Mercian foes. In one we find the tale of a
Christian British king’s ‘liberation’ of northern Britain from Saxon control.
In the other we see a Northumbrian account of the ‘ravaging’ of this same
area by a Welsh ‘tyrant’ and a ‘pagan’ Mercian. Instead of contradicting, the
two narratives actually seem to complement one another.
It might be objected that Osric’s siege of Cadwallon at York has no clear
parallel in Aurelius’ exploits. But Bede’s report that Cadwallon ‘broke out
suddenly with all his forces, took Osric by surprise, and destroyed him and
all his forces’ suggests a ready alternative.54 This event actually resembles the
siege of Uther at Mount Damen, followed by his victory in a night assault. In
both instances a surprise attack on the besiegers turns the tide. Cadwallon’s
victory may thus have plausibly been ‘borrowed’ at some indeterminate date
to flesh out Uther’s story. However, since Penda was allied to Cadwallon at this
time, it cannot be ruled out that he took part in the battle as a subordinate,
and might plausibly have later claimed it as his own victory.
Another difference is how the careers of the two pairs end. Whereas
Cadwallon and Penda meet with death and defeat, Aurelius and Uther
overcome their foes, although in each case dying from poison afterward. A
tragic ‘death in victory’ is quite effective from a literary point of view, and
echoes Arthur’s tragic demise at Camlann. Both deaths might thus plausibly
be explained in terms of literary ‘embellishment’ over a long period of
transmission.
A third apparent anomaly is the difference in the names of certain battles
(Meicen/Maisbeli, York/Mount Damen). But in the case of Maisbeli, Tatlock
considered that this was merely the Welsh word for ‘field’ (maes), arguably
combined with a genitive of the Latin bellum.55 Likewise, Damen has a
possible cognate with Welsh tamen, or ‘mound,’ implying that this is not a
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place name, but a generic description of the ‘high ground’ fought over in
battles of every era.56
One final anomaly involves the venue of the last battle. Penda fought his
final encounter far to the north, after besieging a certain Iudeu in Scotland.57
This parallels the HRB’s report of a Saxon landing in Scotland in this part of
its narrative. Yet then Uther hurries south to St Albans, or ‘Verolamium’ [sic],
where he wins his final victory. Again, this is a place otherwise unmentioned
by Geoffrey except in the context of Alban, the saint who was martyred
there. This may seem like the work of a careless storyteller. But it is well to
remember that Geoffrey’s name for Scotland is ‘Alban/Albania.’58 It is thus
arguable that the place name for the country ‘Alban/Albania,’ was at some
point misunderstood as ‘the city of Alban,’ and written in the antiquarian
form of ‘Verolamium.’
ortus stellae
The 650 entry in the Annales Cambriae, ‘the rising of a star,’ requires a more
detailed examination. It cannot be Halley’s Comet, which the AC records as
arriving in 676. A Korean source states: ‘(September 647) during the eighth
month of the first year Chindok Yowang, a (hui) comet appeared at the south
…’59 It is probably based on earlier Chinese observations. But the fact that it
is ‘in the south’ presents a problem. Since Korea and China are some twenty
degrees lower in latitude than Britain, whether or not a comet seen ‘in the
south’ in China would be visible from Mercia is a real question.60
A conjunction of several planets does occur in 650. However, many of
the AC’s dates for this century are actually some years off from the genuine
dates. Thus, the AC reports Cadwallon’s death in the year 631, not 633. The
very correctness of the conjunction argues against it, although the problem
of visibility from Britain remains.
One possible way to resolve this issue is to compare the AC’s wording for
650 versus that of 676. In the latter case, Halley’s Comet is merely reported
as ‘Stella mirae magnitudinis’ [a star of marvelous brightness].61 No mention
is made of its ‘rising,’ presumably above a horizon. But a comet appearing
just above the southern horizon could reasonably be described as the ‘rising’
of a star.
Regardless of whether a comet or conjunction is in question here, some
unusual stellar phenomenon is plainly recorded in the AC at just the time of
Penda’s floruit. Moreover, this is one of only two stellar phenomena recorded
in the AC from the year 444 to 954. As well, the ortus stellae citation comes
first, suggesting that the regularly occurring visit of Halley’s Comet was only
thought noteworthy because of the initial stellar sighting, ca. 650. In the
absence of any other exemplar, this is the only alternative available for the
provenance of the story of Uther Pendragon’s comet.
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This also has some relevance for the accusation found in the HB: that
Penda obtained his victories through black magic. Indeed, N.J. Higham
depicts the story of seventh-century Northumbria as in part a supernatural
contest between Christianity and paganism. Each English ruler’s decision
to convert to Christianity was heavily influenced by the level of battlefield
success it provided.62 Perhaps not coincidentally, Uther Pendragon in the
Welsh Triads is credited with one of the three great enchantments of the Isle
of Britain.63 In other words, Uther himself was remembered as an enchanter,
not merely as a monarch who employed the magician Merlin.64 Thus, the
unusual stellar phenomenon that lies behind the AC entry for 650 could
plausibly have enhanced Penda’s mystique as an adept in pagan magic.
caduallo
One must still ask: does this mean that we can accept Geoffrey’s story of a
‘very old book in the British tongue’ brought ‘ex Britannia?’65 This is less
certain. It is not impossible that Geoffrey simply discovered a number of
early accounts about Cadwallon and Penda, and then worked them into
a compelling narrative. Some argue that his use of the term ‘book’ is only
figurative: that it really means the whole body of British tradition, both oral
and written.66 The many parallels noted above may simply mean that Geoffrey
also knew of this material in the twelfth century, and drew directly from it.
The problem with this view is that the extant data for this era in seventhcentury British history is spread across a wide range of sources: the Anglo-Saxon
Chronicle, Bede, the Annales Cambriae, and the Historia Brittonum. The full
story of Cadwallon and Penda is only apparent due to painstaking research
by historians over many decades. That Geoffrey could produce a coherent
version of this diffuse material and then deliberately hide the two authentic
protagonists under fictitious names strains credulity. Indeed, this would
actually make him a historian of no little skill, capable of sifting and evaluating
his materials to produce a scenario that parallels modern explanations for
this period. More doubtful still is the proposition that the ambiguous ortus
stellae would inspire him to create a comet-story to explain Uther’s nickname.
Another piece of evidence helps to shed light on Geoffrey’s use of the
Cadwallon/Penda narrative. This is the HRB’s story of the British king
‘Caduallo,’ undoubtedly an alternate version of historical accounts of
Cadwallon. But if we read Geoffrey’s story with care, we find that in most
respects the historical Cadwallon bears a closer resemblance to Aurelius than
he does to the HRB’s Caduallo. The HRB mentions an otherwise unknown
battle between Caduallo and ‘Peanda’ (Geoffrey’s name for Penda) in which
the Saxon is defeated and becomes a vassal. The Caduallo story makes
no mention of any event at St Davids. Moreover, Caduallo is the senior
partner throughout, with Peanda always acting as an obedient subordinate.
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Most significant, however, Caduallo does not meet his death in battle at
Hefenfelth—or anywhere else. In sharp contrast to Cadwallon, he outlives
Peanda, and dies peacefully in his old age.67 Aurelius actually seems more
‘Cadwallonian’ than Caduallo himself. Thus, one alternative that demands
further investigation is whether or not Geoffrey’s story of the two brothers
derives from a pre-existing quasi-historical narrative for Cadwallon and Penda.
Such a narrative would have paralleled the accounts of Bede, the HB, the ASC
and the AC, but cast both historical figures in a much more favorable light.
merlin
Much of the skepticism with regard to Geoffrey’s testimony about his ‘old
book’ rests on his image as a trickster, either ‘playful,’68 or ‘mendacious.’69
Scholars have certainly demonstrated that Geoffrey was ‘capable’ of
significantly misrepresenting his sources. But, as noted above, this blurs an
important distinction between capabilities. It does not follow that anyone
‘capable’ of deception would automatically be ‘capable’ of creating ex nihilo
an elaborate narrative filled with dramatic plot twists. Deviousness is not a
sure guarantor of literary genius. It might thus be well to examine another
of Geoffrey’s narratives.
The Vita Merlini (hereafter ‘VM’)was written after the HRB,70 and one
would expect that here we should see clear-cut proof of an experienced writer’s
originality. It is certainly true, for example, that the character Merlin is largely
Geoffrey’s own creation. The much earlier Y Gododdin briefly mentions this
personage, under the older form of his name, Myrddyn. But in Y Gododdin,
the future enchanter is cited in connection with ‘his song,’ suggesting that
originally Myrddyn was famous more as a bard than as a wonder worker.71
That Geoffrey has created a new character is undeniable.
The VM’s basic story, however, is actually derived from a pre-existing
account of one Lailoken, found in several sources, to include the vita of St
Kentigern. Lailoken was a Briton driven mad after the fratricidal conflict
of Arfderydd, a real battle that occurred in about 573.72 A number of early
Welsh poems also mention either Myrddyn and/or someone driven mad by
a battle.73 Geoffrey certainly does rework elements from the earlier story to
create a different ending than the one found in the Lailoken material. Thus,
in the legend of Lailoken, his unmasking of a queen’s adultery impels her
to inflict a gruesome ‘triple death’ upon him. But in the VM Merlin merely
predicts correctly that a perjurer who aided her will suffer this fate.74
This is by no means the last exemplar used in the VM, however. Geoffrey
recycles some of Merlin’s earlier prophecies from the HRB, foremost of which
is a reference to the HRB’s Arthur, ‘the boar of Cornwall’: ‘Cornubiensis
apri conturbant quoque nepotes’ [The nephews of the Cornish boar disrupt
everything].75 He includes as well shortened extracts from his historical
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15
material, such as: ‘Hengistumque necant Christoque volente triumphant’
[They killed Hengist, and by Christ’s will triumphed].76 The bard Taliesin
also gives an extended commentary on various natural phenomena, drawn
from contemporary thinking of the School of Chartres.77
The overall plot, however, is far from a masterpiece. Geoffrey makes the
adulterous queen Merlin’s sister. Thus the perjurer, not the queen herself,
suffers for her deceit. The work ends with Merlin cured of his insanity, but
choosing a life of contemplation in the wilderness. Moreover, in sharp contrast
to Lailoken’s implacable nemesis, Merlin’s royal sister shows no ill will toward
her brother. Instead ‘… Quo modo populos indicto jure regebat, nunc cum
fratre sibi silvis nul dulcius exstat’ [. . .she who until now had been the queen
of a large nation under the appointed law, now found nothing pleasanter
than living in the woods with her brother].78
There is little here that can be termed skillful or even competent plotting.
Christopher Brooke characterizes the VM as ‘a strange and horrifying fairy
story.’79 Events occur in a disjointed fashion, with no cumulative force behind
the overall narrative. In particular, the ambiguity of the queen’s function in
the VM makes for a far less effective ending when compared with the Lailoken
legend.80 The Vita Merlini may be by the same author, but we find nothing
in it comparable to the HRB’s compelling narratives. It is thus no surprise
that Karen Jankulak notes that the work was ‘not widely copied,’ and that,
in contrast to the hundreds of extant manuscripts of the HRB, only twelve
copies of the VM survive.81
All the available evidence suggests that Geoffrey’s gift for creating and
plotting out genuinely original stories was modest at best. To label the many
similarities between the Cadwallon-Penda narratives and those of Aurelius
and Uther as coincidences requires a closely reasoned argument as to where
the plot for Geoffrey’s story really comes from. Evidence must be produced
that can point to earlier exemplars plausibly used to produce the overall
narrative. Alternately, if one asserts that the basic plot comes ex nihilo, some
likely scenario must be presented that can explain why the narrative for the
two brothers develops in the way that it does. In particular, the question of
why Aurelius and Uther fight so many battles in such disparate places must
be addressed.
It would also be welcome if other ex nihilo narratives as complex as those
found in the HRB were cited, to give confidence that at least some authors
have attained this level of originality. To say that the complex stories found
in the HRB are products of Geoffrey’s ‘genius’ is little more than to wager
that one certainly knows what was going on in the head of an author dead
for nearly a millennium.
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conclusion
It is undeniable that Geoffrey of Monmouth is responsible for many of the
‘inventions’ and ‘embellishments’ found in the HRB. But this is a failing
that can be laid at the door of many well-regarded pre-modern historians.
The campaigns in Northumbria, the Conisbrough-centered battles, the
replacement of bishops, the beheading of Saxon warlords, the events at
St Davids, and, above all, the very real evidence for some sort of stellar
phenomenon, make it likely that the two narratives are related. The pointby-point analogues between the careers of Cadwallon/Penda and those of
Aurelius/Uther are too numerous to be mere coincidence. The best alternative
for the provenance of Geoffrey’s Aurelius/Uther narrative is that, knowingly
or unknowingly, he derived much of it from earlier material based on the
careers of two seventh-century insular warlords.
That the above is the best current alternative does not, however, mean that
it should be the only alternative. This is an issue that demands investigation
from a number of perspectives, to include the ex nihilo position. But such
alternatives require an evidence-based approach—not just citations of
Geoffrey’s supposed duplicity.
The present study is in no way meant to offer a definitive conclusion on
Geoffrey’s claims for an earlier written exemplar. Rather, the writer hopes that
it provides new evidence to help resolve this question, as well as highlighting
possible avenues for further research into this very difficult issue. It is only
when observers approach this data set free of preconceptions that we may
begin to find the truth behind Geoffrey’s claims concerning ‘a very old book
in the British tongue.’
school
Biography
notes
1 Geoffrey of Monmouth, The History of the Kings of Britain: An edition and
translation of the De Gestis Britonum, ed. Michael D. Reeve, trans. Neil Wright
(Woodbridge: Boydell, 2007), Prologue, pp. 4–5.
2 Karen Jankulak gives the following assessment of recent scholarly opinion:
‘Geoffrey’s claim to have translated a British book…is now, however, mostly
viewed as pure fiction’: Karen Jankulak, Geoffrey of Monmouth (Cardiff: University
of Wales Press, 2010), p. 13. David Dumville calls it ‘one of the greatest romantic
novels of all time.’ Presumably for this reason, he has never addressed the issue
of its historicity; see ‘Sub-Roman Britain: History and Legend,’ in Histories and
Pseudo-histories of the Insular Middle Ages (Aldershot: Variorum, 1990), p. 175
[173–192]. See also John J. Parry and Robert A. Caldwell, ‘Geoffrey of Monmouth,’
in Arthurian Literature in the Middle Ages, ed. Roger Sherman Loomis (Oxford:
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3
4
5
6
7
8
9
10
17
Oxford University Press, 1959), pp. 72–93; John S.P. Tatlock, The Legendary History
of Britain: Geoffrey of Monmouth’s The History of the Kings of Britain and the Early
Vernacular Versions (Berkeley: University of California Press, 1950).
For example, Neil Wright demonstrates how Geoffrey ‘mischievously’ makes no
mention of Bede’s notice of Cadwallon’s death at the hands of King Oswald at
Hefenfelth. Instead, a still-very-much alive Cadwallon subsequently kills Oswald
at ‘Burna,’ the historical battle of Denisburna—an encounter in which Penda
was the Northumbrian king’s actual slayer. Neil Wright, ‘Geoffrey of Monmouth
and Bede,’ Arthurian Literature 6 (1986): 39–44 [27–59]. As to Gildas, Geoffrey
converts the word for an ecclesiastical robe (amphibalus) in order to provide a
proper name for St Alban’s confessor: ‘Amphibalus.’ Wright notes that ‘such willful,
even playful, misrepresentation of the DEB is a frequent keynote of Geoffrey’s
literary technique’; see ‘Geoffrey of Monmouth and Gildas,’ Arthurian Literature
2 (1982): 7–8 [1–40]. See also Parry and Caldwell, ‘Geoffrey,’ pp. 74–5.
Tatlock’s exhaustive examination of Geoffrey’s names includes derivations from
early antiquity down to Geoffrey’s own time, as well as from many different
peoples: Greek, Roman, Celtic, Saxon, Frankish and Scandinavian; see Legendary,
pp. 117–70. But note Arthur E. Hutson’s conclusion: ‘None of these names is a
random shot which happens to hit the mark’; British Personal Names in the Historia
Regum Britanniae (Berkeley: University of California Press, 1940), p. 93.
‘…Uni etenim praefecerunt Lucium Catellum et Aliphatimam regem Hispaniae’
[…For the first column they appointed Lucius Catellus and Aliphatima king of
Spain]; HRB 10.177, pp. 240–1.
Parry and Caldwell, ‘Geoffrey,’ p. 75. Michael Curley, however, finds it very
doubtful that Geoffrey would have dared to lie about the existence of this book,
given that Walter the Archdeacon would inevitably have been implicated; see
Geoffrey of Monmouth (New York: Macmillan, 1994), pp. 10–13.
Acton Griscom, The Historia Regum Britanniae of Geoffrey of Monmouth (London:
Longmans, 1929). Geoffrey of Monmouth, The History of the Kings of Britain, ed.
and trans. Lewis Thorpe (Harmondsworth: Penguin, 1966), pp. 14–19.
Molly Miller, ‘Geoffrey: Early Royal Synchronisms,’ Bulletin of the Board of Celtic
Studies 28 (1979): 389 [373–89]; Curley, Geoffrey, pp. 12–13; Peter C. Bartrum,
‘Was there a Book of British Conquests?’ Bulletin of the Board of Celtic Studies 23
(1968): 3 [1–5].
Mary L.H. Thompson, ‘A Possible Source of Geoffrey’s Roman War?’ in The
Arthurian Tradition: Essays in Convergence, ed. Mary Flowers Braswell and John
Bugge (Tuscaloosa: University of Alabama Press, 1988), pp. 43–53. Loomis claimed
eight similarities between Arthur’s campaign against King Loth in the Huth Merlin
and Geoffrey’s account of Arthur’s war with Lucius Hiberius, viewing both stories
as ultimately deriving from the Irish tale of the hero Llwch Llawwynnawc; see
Arthurian Tradition and Chrétien de Troyes (New York: Columbia University Press,
1949), pp. 188–90.
Rosemary Morris, The Character of King Arthur in Medieval Literature (Cambridge:
Boydell, 1982), p. 13.
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11 The author intends the name ‘Geoffrey’ to include anyone who may have had a
hand in creating the work that eventually became the HRB.
12 I am indebted to Miles Russell for first raising the possibility that Geoffrey may
be using previously unsuspected exemplars in the HRB.
13 The origins of these works have been studied for centuries. Einhard’s testimony
suggests that Roland’s chanson derives from a historical event; see Einhard
and Notker the Stammerer: Two Lives of Charlemagne, tr. Lewis Thorpe
(Harmondsworth: Penguin, 1969), pp. 64–5. In the nineteenth century Rudolf
Zenker made an exhaustive study of the extant evidence to argue that an 881
Viking descent on northern France lies behind Gormond’s story; see Das Epos
von Isembard und Gormund (Halle: Niemeyer, 1896). For a recent treatment of
the origins of the Chansons see Philip E. Bennett, ‘Origins of the French Epic:
The Song of Roland and Other French Epics,’ in Approaches to Teaching the Song
of Roland, ed. W. W. Kibler and L. Zarker Morgan (New York: Modern Language
Association, 2006): pp. 53–6. For sources of other works, see Thomas of Britain:
Tristan, ed. and trans. Stewart Gregory (London: Garland, 1991), pp. xi–xvi; and
Benedeit, The Anglo-Norman Voyage of St Brendan, ed. and trans. Ian Short and
Brian Merrilees (Manchester: Manchester University Press, 1979), pp. 2–3.
14 The foremost scholar on Henry, Diana Greenway, notes that the work was ‘written
at the explicit direction of Bishop Alexander “the Magnificent” of Lincoln’: Henry
of Huntingdon, Historia Anglorum; Henry, Archdeacon of Huntingdon, ed. and
trans. Diana Greenway (Oxford: Clarendon Press, 1996), p. lvii. Henry also tells
his patron that ‘Tuo quidem consilio Bede uenerabilis ecclesiasticam qua potui
secutus historiam, nonnulla etiam ex aliis excerpens auctoribus, inde cronica
in antiquis reseruata librariis complians’ [on your advice I have followed the
Venerable Bede’s Ecclesiastical History where I could, selecting material also from
other authors and borrowing from chronicles preserved in ancient libraries]; HA,
Prologue. Greenway also comments: ‘…for Henry, Bede’s authority, resting on the
sure foundation of the Church’s approval, is unimpeachable’; HA, p. lxxxvi.
15 HA 2.2–3. Greenway notes that ‘…Henry tends to expand on the Chronicle,
adding imaginative details and explanations…according to the rhetorical practice
of embellishment’; HA, p. xcvi.
16 The historicity of the ninth-century HB with regard to fifth-century events is
beyond the scope of this article. Various studies by David Dumville have convinced
many scholars that it has little, if any, historical relevance before about 550; see
in particular David Dumville, ‘Some aspects of the chronology of the Historia
Brittonum,’ Bulletin of the Board of Celtic Studies 25 (1972–74): 439–45. See, as
well, David Dumville, ‘Historical Value of the Historia Brittonum,’ Arthurian
Literature 6 (1986): 1–26.
17 Although the HB lists only three battles, it clearly reports the number fought by
Vortimer as four: ‘Et Guorthemir contra illos quattuor bella avide gessit’ [Vortimer
fought four keen battles against them]. The first battle listed above therefore
follows this logic; Nennius: History of the Britons and the Welsh Annals, ed. and
trans. John Morris (Chichester: Phillimore, 1980), pp. 31; 72.
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18 HRB 6.101–2, pp. 132–3.
19 Nicholas Brooks sees the two battle lists as related, not as a chance coincidence:
Nicholas Brooks, ‘The creation and early structure of the kingdom of Kent,’
in The Origins of Anglo-Saxon Kingdoms, ed. Steven Bassett (London: Leicester
University Press, 1989), p. 64 [55–74].
20 Gildas, The Ruin of Britain and Other Works, ed. and trans. Michael Winterbottom
(Chichester: Phillimore, 1978), p. 28. Dumville addresses Gildas’ chronology in
detail in: David Dumville, ‘The chronology of the De Excidio Britanniae, Book 1,’
in Gildas: New Approaches, ed. Michael Lapidge and David Dumville (Woodbridge:
Boydell Press, 1984), [61–84]. See also Patrick Sims-Williams, ‘Gildas and the
Anglo-Saxons,’ in Cambridge Medieval Celtic Studies 6 (1983): [1–30].
21 Nennius, pp. 31, 72.
22 What little that does survive is also of very questionable historicity: see David
Dumville, ‘The Origins of Northumbria: Some Aspects of the British Background,’
in Bassett, Origins, [213–222].
23 ‘Tria milia ex Armoricanis iussit equis adesse…Demetas in collibus, Venedotos
in prope sitis nemoribus locauit’ [He ordered three thousand of the Bretons to
remain mounted…He placed the Demetae on the hills, and the Venedoti in
nearby woods]; HRB 8.121, pp. 164–5.
24 Both Thorpe and Tatlock accept the equation of Kaerconan with Conisbrough:
Tatlock, Legendary, p. 21; Thorpe, History, p. 338.
25 HRB 8.127, pp 170–1. Geoffrey’s phrase: ‘amissas auorum possessiones nepotibus
distribuit’ [restored to grandchildren their grandparents’ lost possessions] implies a
Saxon occupation of Northumbria lasting at least a generation, which makes little
sense within the story he is attempting to tell. He has previously said that these
particular Saxons were expelled from Northumbria by Vortimer and have only
recently recaptured York, following Hengist’s treacherous murder of the British
ambassadors. Indeed, the single British survivor, Eldol, is eager to avenge the
recent atrocity. Likewise, it seems less than logical that Vortimer’s earlier victories
on the Darent and at Thanet would force Saxons to abandon Northumbria.
26 HRB 8.120–30, pp. 162–75.
27 Tatlock notes that ‘Menavia, St Davids, one of the most historic places in Wales,
cuts a slim figure in the Historia’; Tatlock, Legendary, p. 66.
28 HRB 8.123–37, pp. 164–87.
29 Tatlock comments that ‘the name Verolamium was hardly used except historically
in Geoffrey’s day, suggesting that this may be a deliberate anachronism on the
latter’s part’; see Legendary, p. 77.
30 HRB 8.139–42, pp. 188–93.
31 HRB 66, pp. 39, 80. ‘Et a regno Guorthigirni usque ad discordiam Guitolini et
Ambrosii anni sunt XII, quod est Guollopum, id est Catguoloph’ [And from the
reign of Vortigern to the quarrel between Vitalinus and Ambrosius are twelve
years, that is Wallop, the battle of Wallop].
32 Legendary Poems from the Book of Taliesin, ed. and trans. Marged Haycock
(Aberystwyth: CMCS Publications, 2007), pp. 505–6.
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33 Bromwich notes this in Trioedd Ynys Prydein: The Welsh Triads, ed. and trans.
Rachel Bromwich, 2nd edn. (Cardiff: University of Wales Press, 1978), p. 521.
34 It is also generally conceded that the dragon gloss is by a later hand: Bromwich,
Triads, p. 521, n. 1. The Mydwyf Merweryd (conventionally by Taliesin) uses dragon
in the sense of a military leader: Haycock, Taliesin, pp. 260–72. For a discussion
on whether dragon derives from the legendary creature or late Roman military
standards, see Bromwich, Triads, pp. 93–5.
35 Bromwich, Triads, p. 522. Note also the Welsh word for archbishop, pen esgob:
Jenny Rowland, Early Welsh Saga Poetry: A Study and Edition of the Englynion
(Cambridge: Cambridge University Press, 1990), p. 134.
36 Rowland, Saga, p. 184. That the Saxon Penda was a worthy leader to follow was
remembered long afterward among the Welsh. The ‘Elegy for Cynddylan,’ or
Marwnad Cynddylan, tells how this Welsh ruler was summoned by Mabpyd (‘the
son of Pyd’), i.e. Penda, son of Pybba. In the same place Rowland notes a personal
communication from Patrick Sims-Williams, hypothesizing that Mabpyd may
involve a deliberate corruption of Pybba’s name, in favor of the Welsh word for
‘danger’: pyd.
37 Nennius, pp. 46, 86.
38 Bede’s Ecclesiastical History of the English People, ed. Bertram Colgrave and R.A.B.
Mynors (Oxford: Clarendon, 1991), HE 2.20, pp. 202–3.
39 D.P. Kirby, The Earliest English Kings (London: Routledge, 2000), pp.71–2; Leslie
Alcock, Arthur’s Britain (Harmondsworth: Penguin, 1973), pp. 139–40.
40 Frank Stenton, Anglo-Saxon England, 3rd edn. (Oxford: Oxford University Press,
1971), pp. 80–1.
41 HE 2.20, pp. 204–5; Kirby, Kings, p. 72.
42 HE 3.1, pp. 212–3; N. J. Higham, The Convert Kings: Power and Religious Affiliation
in Anglo-Saxon England (Manchester: Manchester University Press, 1997), pp.
202–3.
43 Bede, A History of the English Church and People, ed. Leo Sherly-Price
(Harmondsworth: Penguin, 1968), 3.2, p. 143.
44 That the HRB gives no parallel story for Penda’s victory over Oswald is readily
explained by the fact that Oswald subsequently became a saint venerated by both
the Welsh and the newly converted Mercians. No positive account of Penda could
claim this as a laudable deed; Kirby, Kings, pp. 73–6.
45 Few academics have focused on Penda in recent times, with the notable exception
of Damian Tyler. He presents a ruler not dissimilar to Uther: ‘Penda was an
overking who exercised imperium over numerous tributary kings.’ Damian Tyler,
‘An Early Mercian Hegemony: Penda and Overkingship in the Seventh Century,’
in Midland History 30 (2005): 3 [1–19]. See also Nicholas Brooks, ‘The Formation
of the Mercian Kingdom,’ in Bassett, Origins, pp. 159–70.
46 ‘645 an. Percussio Demeticae regionis, quando coenobium David incensum est’
[645: The hammering of the region of Dyfed, when the monastery of David was
burnt]; Nennius, pp. 46, 86.
47 Kirby, Kings, p. 79.
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48 Kirby, Kings, pp. 76–9.
49 Nennius, pp. 46, 87.
50 Kirby, Kings, pp. 76–9; Andrew Breeze, ‘The Battle of the Uinued,’ in Northern
History 41 (2004): 381 [377–83].
51 HE 3.18, pp. 171, 183.
52 Nennius, 65, pp. 59, 80.
53 The Chinese nomenclature of hui would rule out a nova: Ho Peng Yoke, ‘Ancient
and Medieval Observations of Comets and Novae in Chinese Sources,’ Vistas in
Astronomy 5 (1962): 168 [127–225].
54 HE 3.1, pp. 212–3.
55 Tatlock, Legendary, p. 21.
56 Personal communication from Andrew Breeze.
57 Kirby, Kings, p. 79.
58 Curley, Geoffrey, p. 20.
59 Ho, ‘Comets,’ 168.
60 I am grateful to Daniel McCarthy for pointing out this objection in a personal
communication.
61 Nennius, pp. 46, 87.
62 Higham, Convert, p. 205; see also Henry Mayr-Harting, The Coming of Christianity
to Anglo-Saxon England (London: Batsford, 1972), pp. 6–7, 99–100. For a more
‘secular’ view of Penda, see Tyler, ‘Penda,’ 10–11.
63 Bromwich, Triads, p. 56.
64 Rosemary Morris sees Uther’s loss of his role as an enchanter to Merlin as Geoffrey’s
own change to the story; see ‘Uther and Igerne: A Study in Uncourtly Love,’
Arthurian Literature 4 (1985): 74 [70–92].
65 Curley sees Brittany as the most likely meaning for ‘Britannia’ in this case; Curley,
Geoffrey, p. 12.
66 Thorpe, History, pp. 14–19.
67 HRB 9.190–201, pp. 260–77.
68 Wright, ‘Gildas,’ p. 8.
69 Parry and Caldwell, ‘Geoffrey,’ pp. 74–5. Christopher Brooke sees the HRB report
of three ancient sees for Britain (London, York and Caerleon) as supporting no
contemporary ecclesiastical claim. This is taken as an indication that Geoffrey can
‘have intended nothing but mockery and mischief’: Christopher Brooke, ‘Geoffrey
of Monmouth,’ in Church and Government in the Middle Ages, ed. C.N.L. Brooke
(Cambridge: Cambridge University Press, 1976), p. 82 [pp. 72–91].
70 Life of Merlin: Geoffrey of Monmouth: Vita Merlini, ed. and trans. Basil Clarke
(Cardiff: University of Wales Press, 1973).
71 Aneirin, Y Gododdin, Britain’s Oldest Heroic Poem, trans. A.O.H. Jarman
(Llandysul: Gomer, 1988), p. 30.
72 Nennius, p. 45.
73 Curley, Geoffrey, pp. 113–118; A.O.H. Jarman, ‘The Merlin Legend and the Welsh
Tradition of Prophecy,’ in The Arthur of the Welsh, ed. Rachel Bromwich, A.O.H.
Jarman and B.F. Roberts (Cardiff: University of Wales Press, 1991), pp. 117–9.
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arthuriana
74 VM, pp. 68–71. See also Jankulak, Geoffrey, pp. 78–87; and O. Padel, ‘Geoffrey of
Monmouth and the Development of the Merlin Legend,’ in Cambrian Medieval
Celtic Studies 51 (2006): 37–65.
75 VM, pp. 82–3.
76 VM, pp. 108–9.
77 VM, pp. 92–103, 104–113; Parry, ‘Geoffrey,’ pp. 91–2.
78 VM, pp. 130–1.
79 Brooke, ‘Geoffrey,’ p. 86.
80 Curley, Geoffrey, p. 114.
81 Jankulak, Geoffrey, p. 87.
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