BEN PAGE
Pembroke College & Oriel College
University of Oxford
[email protected]
Constructing life and consciousness,
how hard can it be?
Recibido 28/7/21 - Aceptado 16/8/21
Abstract: How easy is it to construct life and consciousness from the
building blocks of reality? Some philosophers seem to think both are pretty
easy, whilst others take consciousness to be difficult but life to be no
problem. In this paper I question whether we should in fact think this, could
life after all be difficult to construct? I contend that the answer to this, much
like the answer to how hard consciousness is to construct, largely depends
on the nature of life and the building blocks of reality. I will show that many
of the considerations as to whether consciousness is hard to construct can
be paralleled when thinking about the construction of life, and that given
one prominent definition of life, it does in fact seem difficult to construct. I
will conclude by offering a few suggestions for future research, and suggest
that philosophers should be more hesitant in their affirmation that life is
easy to construct.
Keywords: Life – Consciousness – Teleology – Reduction – Emergence
Resumen: ¿Qué tan fácil es construir vida y consciencia a partir de los
bloques de construcción de la realidad? Algunos filósofos parecen pensar
que ambas son bastante fáciles, mientras que otros consideran que la
consciencia es difícil pero la vida no es un problema. En este artículo me
pregunto si de hecho deberíamos pensar esto: ¿podría ser la vida, después
de todo, difícil de construir? Sostengo que la respuesta a esto, al igual que
la respuesta a lo difícil que es construir la consciencia, depende en gran
medida de la naturaleza de la vida y de los componentes básicos de la
realidad. Mostraré que muchas de las consideraciones sobre si la
consciencia es difícil de construir pueden tener paralelo cuando se piensa
en su construcción, y que, dada una definición prominente de la vida, de
hecho parece difícil de difícil consecución. Concluiré ofreciendo algunas
sugerencias para futuras investigaciones y sugeriré que los filósofos
deberían ser más vacilantes en su afirmación de que la vida es fácil de
construir.
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Palabras clave: vida – consciencia – teleología – reducción – emergencia
I start this paper with a question: how easy is it, ontologically
speaking, to take the building blocks of reality and construct life and
consciousness from them?1 Typical answers philosophers give to this
question are the following. Either, it’s easy to get both life and
consciousness, or it’s easy to get life but hard to get consciousness.
But why not think it’s hard to get both? In this paper I’m going to
suggest that it may well be very hard to construct life and
consciousness out of the building blocks of reality. But whether it
ultimately is or not depends on the nature of life and consciousness
and what the building blocks of reality are, and these I take to be
questions that are far from settled.
Easy Life
Some philosophers seem very confident that life is easy to
construct out of the building blocks of reality. I call these
philosophers the ‘easy lifers’.2 Strawson is a good example of such a
philosopher, writing,
A hundred years ago it seemed obvious to many so-called ‘vitalists’ that
life could not emerge from utterly lifeless matter … Today, however, no
one seriously doubts that life emerged from matter that involved no life at
all. The problem of life, that seemed insuperable, simply dissolved. 3
If you don’t like the word ‘construct’ then use the word ‘derive’ as a
philosophically neutral term. Note also that my use of the word construct is not
meant to imply there is some conscious agent who does the constructing. I am
happy to claim that natural processes, such as evolution, can construct things.
2
Note that my use of ‘easy’ does not mean ‘likely’. Given how I’m using the
terms something can be both hard and likely. For some discussion from biologists
as to how likely it was that life arose see: Kepa Ruiz-Mirazo, & Pier Luigi Luisi,
«Special Issue: Workshop OQOL’09: OPEN QUESTIONS ON THE ORIGINS
OF LIFE 2009». Origins of Life and Evolution of Biospheres 40:347-497 (2010),
356-375.
3
Galen Strawson, Real Materialism (New York: Oxford University Press, 2008),
1
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Similar comments from easy lifers can be found elsewhere, with
Churchland4 thinking that those who take life construction to be hard
are much like her clearly unimaginative high school biology teacher,
and Hardcastle,5 who despite being a little more cautious says much
the same.6 Why then are easy lifers so confident that it’s easy to
construct life? It’s because they think life can be reduced easily to
other phenomena, which is why I call it easy, and that once
something has been reduced there is nothing ontologically novel left
to explain.7 So, for instance Hardcastle writes, “We presume that
there is some sort of identity statement for biological life. (Of course
we don’t actually have one yet, but for those of us who are not lifemysterians, we feel certain that one is in the offing.)”8 Ultimately the
question here will be whether such a reduction is possible, and I’ll
suggest that this will depend upon what one takes the nature of life
67.
4
Patricia Smith Churchland, «The Hornswoggle Problem». In Explaining
Consciousness – The ‘Hard Problem’, ed. Jonathan Shear (Cambridge, MA: The
MIT Press, 1997), 42-43.
5
Valerie Gray Hardcastle, «The Why of Consciousness: A Non-issue for
Materialists». In Explaining Consciousness – The ‘Hard Problem’, ed. Jonathan
Shear (Cambridge, MA: The MIT Press, 1997), 65-66.
6
Others who also think life is pretty easy to construct are: David J. Chalmers,
«Facing Up to the Problem of Consciousness». In Explaining Consciousness – The
‘Hard Problem’, ed. Jonathan Shear (Cambridge, MA: The MIT Press, 1997);
David J. Chalmers, «Moving Forward on the Problem of Consciousness». In
Explaining Consciousness – The ‘Hard Problem’, ed. Jonathan Shear (Cambridge,
MA: The MIT Press, 1997); Daniel C. Dennett, «Facing Backwards on the
Problem of Consciousness». In Explaining Consciousness – The ‘Hard Problem’,
ed. Jonathan Shear (Cambridge, MA: The MIT Press, 1997).
7
Even though this view of life is reductive, I still say life is ‘constructed’, it’s just
that it is not ontologically anything different from what it is constructed out of.
8
Hardcastle, «The Why …», 65. Similar comments or thoughts are found in:
Churchland, «The Hornswoggle …», 42-43; Chalmers, «Facing Up …», 12-13,
18; Chalmers, «Moving Forward …», Dennett, «Facing Backwards …», 33-35;
Strawson, Real Materialism, 67.
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to be. More of that in a moment. For present purposes note that this
debate sounds very similar to one regarding consciousness.
Is consciousness easy too?
Some of the easy lifers I just referred to also think that
constructing consciousness is easy, whilst other easy lifers who I’ve
also referenced don’t. In the ‘consciousness is easy’ camp we have
the reductive materialists, such as Churchland, Hardcastle, and
Dennett. They claim that consciousness ontologically reduces to
matter, which they take to be the building blocks of reality. Whilst
they might affirm that it’s difficult, epistemologically speaking, to
know how this reduction goes, it is an easy metaphysical problem to
solve. On the other hand, we have Chalmers and Strawson, who both
think ‘consciousness is hard’ and cannot be so reduced.9 They take it
that consciousness does not reduce to the building blocks of reality,
at least if we assume these blocks are purely non-conscious
material.10 A reason for this, which seems similar to a concern raised
by Locke,11 is known as the explanatory gap problem, which holds
that “no matter how deeply we probe into the physical structure of
neurons and the chemical transactions which occur when they fire,
no matter how much objective information we come to acquire, we
still seem to be left with something that we cannot explain, namely,
why and how such-and-such objective, physical changes, whatever
9
Morange, who I will reference again later, also seems to think that life is easy
although consciousness is not. Michel Morange, «Science and Philosophy Faced
with the Question of Life in the Twentyfirst Century». In What is Life? On Earth
and Beyond, ed. Andreas Losch (Cambridge: University of Cambridge Press,
2017).
10
By this I mean to rule out at present panpsychist, panprotopsychist, and neutral
monist views of reality.
11
“For unthinking Particles of Matter, however put together can have nothing
thereby added to them, but a new relation of Position, which 'tis impossible should
give thought and knowledge to them.” John Locke, Essay Concerning Human
Understanding. ed. Peter H. Nidditch (New York: Clarendon Press, 1975), 627.
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they might be, generate so-and-so subjective feeling, or any
subjective feeling at all.”12 Whether this gap can be plugged so that
constructing consciousness is easy will depend upon what the nature
of consciousness actually is.13 For instance, if you hold that
consciousness possesses a phenomenal qualitive nature, with this
being a widely held position,14 you may well think that consciousness
is ontologically hard to construct, if you take the building blocks of
reality to be non-conscious and to have no phenomenal qualitative
nature.15 These blocks might be quantitative in ways, but this isn’t
qualitivity, and getting qualities from non-qualitative quantities
looks a very difficult or perhaps impossible task. As such,
philosophers who take this view of consciousness just claim that it
doesn’t reduce, and therefore in my terminology it’s ontologically
hard to construct.
Yet if you’re a reductive materialist, you’re likely to think this is
the wrong way to conceive of consciousness. The nature or definition
12
Michael Tye, «Qualia». The Stanford Encyclopedia of Philosophy, ed. Edward
N. Zalta. URL: <https://plato.stanford.edu/archives/sum2018/entries/qualia/>.
13
We could also question the fundamental nature of matter, as panpsychist,
panprotopsychist, and neutral monist views do.
14
David J. Chalmers, A Conscious Mind (New York: Oxford University Press,
1996) 4.
15
Note that not everyone takes this to be consciousness’s defining feature.
Another feature often appealed to is, intentionality. For example, see: Franz
Brentano, Psychologie vom Empirischen Standpunkt (Leipzig: Dunker &
Humbolt, 1874); Tim Crane, Elements of Mind (New York: Oxford University
Press, 2001). Yet there is still the problem as to whether the intentional can be
reduced to the non-intentional, something many people think also cannot be done.
John J. Haldane, «Naturalism and the problem of intentionality». Inquiry 32:305322 (1989); George Bealer, «Materialism and the Logical Structure of
Intentionality». In Objections to Physicalism, ed. Howard Robinson (Oxford:
Clarendon Press); Laurence BonJour, «Against Materialism». In The Waning of
Materialism, eds. Robert C. Koons, & George. Bealer (New York: Oxford
University Press, 2010), 15-21.
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of consciousness needs rethinking, and this is what we see reductive
materialists saying.16 For instance, Hardcastle writes,
consciousness-mysterians need to alter their concepts. To put it bluntly:
their failure to appreciate the world as it really is cuts no ice with science.
Their ideas are at fault, not the scientific method. … I say materialism and
mechanism entail an identity statement for consciousness …
Consciousness is no more mysterious to me than the wetness of water or
the aliveness of life.17
It may well be that those who think consciousness is easy to
construct would agree that the construction of consciousness would
be ontologically difficult if they assumed the same definition of
consciousness as those who think it is difficult.18 But they just take it
that these people have a mistaken view on the nature of
consciousness. Once you have the correct view in mind, you will
instead see that it is easy. The debate then, as to whether
consciousness is easy or hard to construct, seems to ultimately
depend on what the nature of consciousness actually is.
Turn now to those who I have characterised as thinking that
consciousness is ontologically hard to construct. What options do
they provide for it arising? One option is to hold a non-reductive
physicalist view and say that whilst there are conscious and nonconscious properties, they aren’t both fundamental, with all the
16
Daniel C. Dennett, «Quining Qualia». In Consciousness in Contemporary
Science, eds. Anthony J. Marcel, & Edoardo Bisiach (Oxford: Oxford University
Press, 1988); Paul M. Churchland, A Neurocomputational Perspective.
(Cambridge, MA: The MIT Press, 1989), 57.
17
Hardcastle, «The Why …», 66.
18
For instance, Churchland writes, “My final objection to Jackson was aimed
more at breaking the grip of the ideology behind his argument than at the argument
itself. That ideology includes a domain of properties-the qualia of subjective
experience-that are held to be metaphysically distinct from the objective physical
properties addressed by orthodox science. It is not a surprise, then, on this view,
that one might know all physical facts, and yet be ignorant of some domain of these
nonphysical qualia. The contrast between what is known and what is not known
simply reflects an antecedent metaphysical division in the furniture of the world.”
Churchland, A Neurocomputational …, 74.
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conscious properties being wholly grounded in non-conscious ones.19
As such all the truth-makers of conscious properties strongly
supervene on the truth-makers of non-conscious ones which
fundamental physics informs us about. How then does consciousness
arise? I suspect that most would say it has something to do with the
organisation of the non-conscious properties, although I don’t take
this to be a case of strong emergence, something I will define shortly,
since conscious properties on this account aren’t fundamental but
derivative.
An alternative suggestion would be that consciousness and nonconsciousness relate in a dualist way, either of a substance or
property variety. What is key here is that there are two distinct
fundamental types of substances or properties, conscious and nonconscious. How then do these conscious substances or properties
come to be? I suspect the most popular answer here would be through
a type of strong emergence,20 where strongly emergent
properties/substances are understood to be those which arise from
properties/substances and are yet novel and irreducible to the
properties/substances that they arose from.21
I follow Bennett and Jaworski’s construal of non-reductive views, despite it
differing from many other explications, such as Heil’s, since it does not think of
property dualism as a type of non-reductive physicalism. Karen Bennett,
«Exclusion Again». In Being Reduced, eds. Jakob Hohwy, & Jesper Kallestrup
(New York: Oxford University Press, 2008), 284-286; William Jaworski,
Philosophy of Mind (Oxford: Wiley Blackwell, 2011), 129-179; John Heil,
Philosophy of Mind (New York: Routledge, 2013), 183-198.
20
For discussion of the difference between weak and strong emergence see:
Jessica M. Wilson, Metaphysical Emergence. (New York: Oxford University
Press, 2021) Chs. 2-4.
21
Concerning the grounding relation, and so to contrast it with non-reductive
physicalism, we can say that a strong emergence view says that consciousness is
“an emergent property because it is metaphysically basic, instantiated by (a part
of) a body whose being has a ground, but it has no full explanation in terms of that
ground.” Einar D. Bohn, «Normativity all the way down: from normative realism
to pannormism». Synthese 195:4107-4124 (2018), 4109.
19
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Another option would be to question the nature of the building
blocks of reality, and suggest that contrary to how those who think
consciousness is easy think about the building blocks, namely as nonconscious entities, they in fact have either some type of basic
consciousness, as in panpsychism, or are intrinsically suited for
realising consciousness, as in panprotopsychism.22 On this type of
view, ontologically constructing consciousness becomes easy.23 Not
in the same way as it was for the reductionist, for there is no reduction
here, but rather because consciousness is built into the building
blocks of reality and so nothing ontologically novel is needed.24
A final view is somewhat similar to the previous and also claims
that we should reconceptualise the fundamental building blocks of
reality, but this time it says we should not think of them as conscious
or non-conscious. Rather they are something neutral in-between the
two, with this position being known as neutral monism. On this view
something still needs to happen to the building blocks in order to get
consciousness, perhaps some type of degradation,25 but the neutral
monists thinks that whatever needs to happen is now possible and/or
can produce consciousness more easily in virtue of the neutral monist
building blocks.
Given this we have several different ways that have been proposed
as to how we can construct consciousness, supposing that it cannot
22
For a helpful discussion of both, see: Philip Goff, Consciousness and
Fundamental Reality (New York: Oxford University Press, 2017).
23
This isn’t quite true. A construction problem does raise its head, but this time
it concerns how we construct macro-consciousness, with this being known as the
combination problem.
24
I say this, but depending how one answers the combination problem, this may
not be the case.
25
This is akin to Koons’s “disaggregation and splintering”, which as he notes has
metaphysical advantages over emergence. Robert C. Koons, «Against Emergent
Individualism». In The Blackwell Companion to Substance Dualism, eds. Jonathan
J. Loose, Angus J. L. Menuge, J. P. Moreland (Oxford: Wiley-Blackwell, 2018)
384.
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be reduced. Note also that a primary reason these views are
postulated is precisely because these theorists take it that
consciousness cannot be reduced. If proponents thought
consciousness could be reduced to non-conscious building blocks it
seems there would be no reason to postulate them. Whilst there are
questions to be raised against each of these suggestions, such as
whether complex arrangement is sufficient to bring about
consciousness in non-reductive physicalism, if strong emergence
should be accepted in dualism,26 how panpsychists can overcome
incredulous stares,27 and whether panprotopsychists and neutral
monists actually provide satisfying answers to our question,28 they
will have to await another time. For now, it is time to leave
consciousness and turn to life.
Hard Life?
Easy lifers mirror those who think consciousness is easy. They
think life is easy to construct because it can be reduced to that which
is non-living. As we saw above, the main reason for having multiple
models as to how consciousness arose is because there are people
who don’t think that constructing consciousness is ontologically
easy, rather it’s hard. If it were an easy case of ontological reduction,
we might come up with different epistemological stories as to how
consciousness is reduced, but the metaphysics would ultimately be
the same. Some reductive story. Similar things can be said for life.
That is, an easy lifer should think that if everyone, or at least most
people, thought life was easy to construct there wouldn’t be any
models, or at least very few of them, which don’t ultimately end up
Bohn, «Normativity all…»; Strawson, Real Materialism, 60-67; Koons,
«Against Emergent …».
27
David Chalmers, «The Combination Problem for Panpsychism». In
Panpsychism: Contemporary Perspectives, eds. Godehard Brüntrup, & Ludwig
Jaskolla (New York: Oxford University Press, 2016), 179.
28
Goff, Consciousness and …, 167.
26
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in being just easy reduction.29 The debate would therefore look quite
dissimilar to the consciousness debate. Unfortunately for easy lifers,
when one looks at the literature on life this doesn’t appear to be the
case.
Here’s one option that has been proposed when thinking about
how to construct life. Deny that anything is living, and instead claim
that everything is non-living.30 If everything is non-living then the
construction problem for life would disappear since there is in fact
no life at all. Yet why would anyone pose this as an option if life
were easily reducible to the non-living, as many philosophers claim?
Another, seemingly more frequent, suggestion is to think of life as
an emergent phenomenon, with Hazen writing, “The origin of life
may be modelled as a sequence of so-called “emergent” events …
From vast collections of interacting lifeless molecules emerged the
first living cell.”31 This seems similar to the emergent view of
consciousness mentioned above, but as I noted there, there’s no need
to postulate emergence if it’s clear that consciousness can be
reduced.32 Here’s a final suggestion that has been made, namely that
29
Although, as I said above of consciousness, the details as to how this would
reduce may well be very difficult to ascertain.
30
Morange, «Science and …», 98; Editorial, «Meaning of ‘life’». Nature
447:1031-1032 (2007).
31
Robert M. Hazen, «Emergence and the Experimental Pursuit of the Origin of
Life». In Exploring the Origin, Extent, and Future of Life, ed. Constance M. Bertka
(New York: Cambridge University Press, 2009), 21-22; Iris Fry, «Philosophical
Aspects of the origin-of-life problem». In Exploring the Origin, Extent, and Future
of Life, ed. Constance M. Bertka (New York: Cambridge University Press, 2009),
75. For some discussion by various biologists on emergence and the origin of life
see: Ruiz-Mirazo, «Special Issue …», 375-391.
32
Note that one question to be asked here is how we should understand the type
of emergence being appealed to here. Is it a form of ‘strong’ emergence or ‘weak’
emergence? This is relevant for if it’s a form of weak emergence and one thinks
weak emergence is compatible with reduction, then life can still be thought
reducible. For some discussion as to whether weak emergence is compatible with
reduction see: Wilson, Metaphysical Emergence, 84-94.
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we remove “the imposed hard boundary between non-life and life”.33
We might think of this option as similar to the type of view that a
panpsychist, panprotopsychist, or neutral monist might suggest about
consciousness. Yet as I mentioned previously, these types of options
are also only postulated because it is thought that consciousness
cannot be reduced to non-conscious building blocks. Much the same
can be said here.
From this it seems clear that many researchers on life and its
origin are far from confident that life reduces, as easy lifers would
have it. As Hazen notes, “the greatest gap in understanding life’s
origin lies in the transition from a more-or-less static geochemical
world with an abundance of interesting organic molecules, to an
evolving biochemical world.”34 So more bluntly, how to get from
non-life to life.35 As a result of this some, such as Benner, have gone
so far as to suggest “a real potential exists that current theory will
never solve the problem at hand, keeping open the possibility for a
true revolution in the related and surrounding sciences.”36
Philosopher of biology Godfrey-Smith says much the same writing,
“We still know very little about how life began, and it is hard to
assess whether this problem will eventually yield to ‘normal science’
or whether a more dramatic innovation is needed.”37 It is perhaps
33
Sara I. Walker, Norman Packard, & George D. Cody, «Re-conceptualizing the
origins of life». Philosophical Transactions of the Royal Society A 375:1-11
(2017), 6.
34
Hazen, «Emergence and …», 40.
35
Hazen is not alone in expressing this attitude, in fact it seems ubiquitous
amongst those discussing origin of life, although their attitudes towards how
difficult the problems are differ. Jeffrey L. Bada «How life Began on Earth: a status
report». Earth and Planetary Science Letters 226:1-15 (2004), 12; Herrick
Baltscheffsky, et al. «On the Origin and Evolution of Life: An Introduction»,
Journal of Theoretical Biology 187:453-459 (1997), 458; Walker, Packard, &
Cody, «Re-conceptualizing the …»; Fry, «Philosophical Aspects», 75.
36
Steven A. Benner. Life, the Universe and the Scientific Method (Gainesville,
FL: FfAME Press, 2008), 287.
37
Peter Godfrey-Smith, «Not Sufficiently Reassuring». London Review of Books
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partly because of this that new directions have begun to be explored
by scientists in this area, with some of this being showcased in a
recent themed publication by The Royal Society, on “Reconceptualizing the origins of life”.38 It seems then we have some
prima facie reason to think that easy lifers may be mistaken in their
analysis that life is easy to construct.39
However, it’s open for easy-lifers to dig their heels in and say that
life will in fact be reduced but we just haven’t found out how as of
yet. The suggestions above, such as postulating no hard boundary
between life and non-life, are just mistakes. Life will reduce. Yet,
this sounds rather similar to what a ‘consciousness is easy’ person
would say about consciousness when confronting a ‘consciousness
is hard’ person. However, as we saw above, whether consciousness
does reduce seems to come down to a disagreement about what
consciousness is, that is consciousness’s nature. I suggest something
similar will also be the case here regarding life. So, what is the nature
of life?
35:20-21 (2013).
38
See Volume 375 of Philosophical Transactions of the Royal Society A
published in 2017.
39
I offer one final quote from scientists in support of this: “Our ignorance about
the origin of life is profound—not just some simple missing mechanistic detail...
This ignorance stems not only from our experimental difficulties with prebiotic
chemistry, but is also conceptual, as we are not yet able to conceive on paper how
all these things came about. ... we, chemists and biologists, and scientists at large,
after more than 50 years of intelligent effort, do not see any way of making life in
the laboratory should be a clear demonstration that life does not form so easily and
spontaneously. Otherwise, we would have found it by now. ... Under this
perspective, the idea that the formation of life on Earth is a spontaneous, easy
process, which had to occur sic et simpliciter, appears rather extravagant.” RuizMirazo, «Special Issue …», 353.
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Life’s Nature
As with the nature or definition of consciousness, much ink has
been spilled over what we should think life is, with some being
sceptical that anything like a definition can be provided. For instance,
Machery writes, “the project of defining life is either impossible or
pointless”,40 whilst Cleland and Chyba pose a number of objections
against formulating an adequate account of life.41 Much like I did
with the definition of consciousness, I’m going to assume worries
concerning definitions can be overcome without argument. A
contrasting suggestion is made by Beisbart who thinks that the
problem when thinking about life is that we “face an embarrassment
of riches’ as to what life is, and as such we can give a ‘useful and
unifying account … as a Carnapian explication.”42 For the purpose of
this paper, I'm going to look in particular at one view of the nature of
life which has numerous adherents, however If one prefers another
view, they are encouraged to see if what I go on to say here can be
paralleled with their favoured account.
That living things are teleological has once again been gaining
adherents within the philosophy of biology.43 This is vital for the
40
Edouard Machery, «Why I stopped worrying about the definition of life... and
why you should as well». Synthese 185:145-164 (2012), 145.
41
Carol E. Cleland, «Life without definitions». Synthese, 185:125-144 (2012);
Carol E. Cleland, & Christopher F. Chyba, «Defining ‘life». Origins of Life and
Evolution of the Biosphere 32:387-393 (2002); Carol E. Cleland, & Christopher F.
Chyba, «Does ‘life’ have a definition?». In Planets and life, eds. Woodruff T.
Sullivan, & John A. Baross (Cambridge: Cambridge University Press, 2007).
42
Claus Beisbart, «What is Life? And Why is the Question Still Open». In What
Is Life? On Earth and Beyond, ed. Andreas Losch (Cambridge: Cambridge
University Press, 2017), 127-128.
43
André Ariew, «Teleology». In The Cambridge Companion to the Philosophy
of Biology, eds. David L. Hull, & Michael Ruse (New York: Cambridge University
Press, 2007); Christopher J. Austin, Essence in the Age of Evolution (New York:
Routledge, 2019); Mark Perlman, «Traits Have Evolved to Function the Way They
Do Because of a Past Advantage». In Contemporary Debates in Philosophy of
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definition of life I am interested in here since it claims that the
difference between the living and non-living is that the living
exhibits a distinctive type of teleology,44 what is sometimes called
immanent causation.45
Before I continue let me pre-empt a potential response that may
have come to mind to the perceptive reader, what I will call the
challenge of teleological reduction. The thought will be that whilst
life’s nature may well be teleological, teleology itself can be reduced
Biology, eds. Francisco J. Ayala, & Robert Arp (Oxford: Wiley-Blackwell, 2010);
Georg Toepfer, «Teleology and its constitutive role for biology as the science of
organized systems in nature». Studies in History and Philosophy of Biological and
Biomedical Sciences 43:113-119 (2012); Denis M. Walsh, «Teleology». In The
Oxford Handbook of Philosophy of Biology, eds. Michael Ruse (New York:
Oxford University Press, 2008); Denis M. Walsh, Organisms (Cambridge:
Cambridge University Press, 2015); Simona Ginsburg, & Eva Jablonka (2019) The
Evolution of the Sensitive Soul. Cambridge, MA: MIT Press.
Walsh, D. M. (2015) Organisms. Cambridge: Cambridge University Press.
44
David S. Oderberg, Real Essentialism (New York: Routledge, 2007); David S.
Oderberg, «Synthetic Life and the Bruteness of Immanent Causation». In Aristotle
on Method and Metaphysics, ed. Edward Feser (Basingstoke: Palgrave Macmillan,
2013); David S. Oderberg, «The Great Unifier». In Neo-Aristotelian Perspectives
on Contemporary Science, eds. William M. R. Simpson, Robert C. Koons, &
Nicholas J. Teh (New York: Routledge, 2017); Christopher Shields, «The dialectic
of life». Synthese 185:103-124 (2012); Edward Feser, Aristotle’s Revenge: The
Metaphysical Foundations of Physical and Biological Science (Heusenstamm:
editiones scholasticae, 2019), 375-342; Gary S. Rosenkrantz, «Animate Beings:
Their Nature and Identity». Ratio 25:442-462 (2012); Mark Okrent, Nature and
Normativity (New York: Routledge, 2017), Ch. 2; Dennis Des Chene, Life’s Forms
(New York: Cornell University Press, 2000), 57-63.
45
Others may also subscribe to a view like this, given what they say, but they are
not explicit in doing so: Christopher J. Austin, & Anna Marmodoro, (2017)
«Structural Powers and the Homeodynamic Unity of Organisms». In NeoAristotelian Perspectives on Contemporary Science, eds. William M. R. Simpson,
Robert C. Koons, & Nicholas. J. Teh (New York: Routledge, 2017), 172; James
Barham, «Normativity, agency, and life». Studies in History and Philosophy of
Biological and Biomedical Sciences 43:92-103 (2012); Matteo Mossio, &
Leonardo Bich, «What makes biological organisation teleological?». Synthese
194:1089-1114 (2017).
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to the non-teleological. But if teleology can be reduced then so too
can life. Let me briefly comment on this. There have been several
different attempts to give reductive explanations of teleological
phenomena, such as etiological and causal role accounts.46 That they
have provided a successful reduction is highly controversial, and I
suggest there are good grounds for thinking they haven’t been
successful.47 At the very least I agree with Stove, that “it has turned
out, in fact, to be far harder to translate teleological into nonteleological language than had been anticipated by philosophers …
Whether such translation is possible at all, is more than anyone
knows.”48 For my purposes here, I can acknowledge that it may be
the case that some types of teleology can be reduced to the nonteleological. Yet the thought of those who adopt an immanent
causation analysis of life is that this type of teleology is such that it
cannot be reduced. Let me explain why.
Immanent causation, as Oderberg defines it, “is causation that
originates with an agent and terminates in that agent for the sake of
its self-perfection.”49 This contrasts with what he calls transient
causation, where the “activity terminates in something distinct from
the agent”.50 In terms of an example, a transient causal sequence is
exemplified when one ball bounces into another to bring about its
46
For a short overview of these accounts see: Patrick Forber, «Contemporary
Teleology». In Teleology: A History, ed. Jeffrey K. McDonough (New York:
Oxford University Press, 2020).
47
For example, see: Michael C. Rea, World Without Design (New York: Oxford
University Press, 2002), 108-127; Alvin Plantinga, Warrant and Proper Function
(New York: Oxford University Press, 1993), 194-211; Robert C. Koons, &
Alexander Pruss, «Must Functionalists be Aristotelians». In Causal Powers, ed.
Jonathan D. Jacobs (New York: Oxford University Press, 2017), 199-203; David
S. Oderberg, «Finality Revived: powers and intentionality». Synthese 194:23872425 (2017).
48
David Stove, Darwinian Fairytales (Aldershot: Avebury, 1995), 192.
49
Italics added for emphasis on a key aspect of this definition. Oderberg,
«Synthetic Life …», 213.
50
Oderberg, «Synthetic Life …», 213.
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motion, since the activity of the first ball terminates in something
distinct, namely the motion of the second ball. By contrast we can
see immanent causation in causal sequences such as metabolism,
since “it appropriates ambient sources of nutrition for its own
flourishing.”51 Another example is “generative robustness, where the
constituents of an organism are diachronically redirected toward the
reproduction of a particular morphological structure in response to
perturbation.”52 Finally we can think of adaptive flexibility as a type
of immanent causal sequence, since “the organism flexibly adapts to
its environment and changes internal condition for the sake of its
growth, development, and proper functioning.”53 In fact many of the
features typically appealed to by biologists as those which
characterise living systems are immanent causes. It may not be that
each living being exhibits all these features, but if they exhibit some
type of immanent cause then we can think of them as living.54
Oderberg puts it nicely writing, “being alive is about what a living
thing does”.55
Given this introduction to immanent causation, why think it
cannot be reduced ontologically? Here I will employ an argument
that Oderberg has given in detail elsewhere,56 which we can think of
as another type of explanatory gap argument. I shall formulate it in
terms of a ‘construction problem’, being of the form, you can’t
construct X from Y, a form of argument which appears to be
employed in reductive debates about consciousness. Recall the
distinction made between transient and immanent causes. Oderberg
suggests that every type of cause will either be of the transient or
immanent variety. This doesn’t mean that every cause will be the
Shields, «The dialectic …», 117.
Austin & Marmodoro, «Structural Powers …», 172.
53
Oderberg, «Synthetic Life …», 215.
54
For some discussion of hard cases concerning whether some entity is a living
organism see: Oderberg, «The Great …».
55
Oderberg, «Synthetic Life …», 212.
56
Oderberg, «Synthetic Life …».
51
52
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same in every respect, as there may be transient and immanent causes
that have other features, but only that every cause will be either of
the transient or immanent type. The construction problem goes as
follows: transient causes cannot produce immanent ones. Oderberg
reasons,
Start with some transient causation of the simplest kind: A doing F to B.
Add to it: A doing G to B; A doing F, G, H...to C; C acting on A and B;
all of these acting jointly on D, E, F.... At some point, if the right transient
causal chains are in operation, there will come into being a substance
consisting wholly, exclusively, of parts engaged in transient causal
relations, but which itself engages in immanent causation – doing F, G,
H...to itself for itself. At what point? No one knows, of course; but my
claim is that no one could know. For immanent causation just is causation
of a wholly different kind from transient causation.57
If this argument is right and that transient causes cannot produce
immanent ones, then this gives us a strong reason to think that
immanent causes cannot be reduced to transient ones. My aim here
isn’t to defend this argument, just as I’ve not defended any arguments
concerning consciousness that also take this form. Rather what I hope
to show is that what we take the nature of consciousness or life to be
will largely determine whether consciousness or life are reducible or
not. In both cases, if they are non-reducible then both consciousness
and life will be what I call ontologically hard. By contrast if they can
be reduced, then they are ontologically easy.
Interestingly, Chalmers, an easy lifer, seems to accept much of
what I’ve said. He writes, “to explain life, we ultimately need to
explain how a system can reproduce, adapt to its environment,
metabolise, and so on”,58 with this mirroring some of the features of
life I previously mentioned. He also notes that these features of life
are to do with functions,59 or in my terminology, they are teleological.
Yet Chalmers takes it that “questions about the performance of
Oderberg, «Synthetic Life …», 217.
Chalmers, «Facing Up …», 12; Chalmers, A Conscious …, 109.
59
Chalmers, A Conscious …, 109; Chalmers, «Facing Up …», 12.
57
58
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functions … are well-suited to reductive explanation.”60 As I’ve said,
perhaps it’s the case that some types of teleology are suited to
reduction, but it seems that if immanent causation, which is a type of
teleological causation, characterises life then it isn’t well suited to
reductive explanation, assuming that Oderberg’s reasoning is sound.
Chalmers also dismisses life as being strongly emergent, even though
he thinks consciousness could be.61 Yet again, the reason he thinks
this arises from the fact that he thinks the nature of life is such that it
can be reduced. But if life’s nature is characterised by immanent
causation and cannot be reduced, then the only type of emergence
that could bring about this immanent type of causation from transient
causes is strong emergence, since it is this type of emergence that
brings about novel and irreducible properties.62 Chalmers then may
just be mistaken in what he says, in that given what he affirms life is,
it is far from clear that he should actually think life is easy to
construct.
What then should we think of ‘easy lifers’? Are they right in
thinking that life is easy to construct? This ultimately seems to me to
depend upon what the nature of life is. For on some views, such as
the immanent causal account, it’s far from clear that constructing life
is ontologically easy. In fact, it seems difficult. Yet this conclusion
shouldn’t be all that surprising, since much the same can be said
about the question as to whether consciousness is easy to construct.
As such in order to determine the answer to these questions, we have
to determine what the nature or definition of consciousness and life
is, with the answers to these questions being hotly debated.63 Note
Chalmers, «Facing Up …», 12; Chalmers, A Conscious …, 109.
Chalmers, A Conscious …, 129. Chalmers suggests instead that if this is
emergent, it is only weakly emergent. Also note that Chalmers doesn’t explicitly
speak of life, but rather features that seem to describe the living, such as “selforganisation in biological systems”. Chalmers, A Conscious …, 129.
62
Wilson, Metaphysical Emergence, 49-51.
63
Note that whilst Ginsburg and Jablonka also think life is teleological (chapter
1), they don’t see its arrival as having the difficulties Oderberg presents. They think
60
61
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also that this conclusion allows for there to be further similarities
between consciousness and life,64 but also differences between them.
What is key is that they are similar in this way, namely that whether
they are easy or hard to construct is determined by what their nature
is.
How then do we work out what the correct view of the nature of
life is? All I can say here is that this will require the work of both
scientists and philosophers. Some may think my insistence on
philosophers being engaged in this task is a mistake, in the same way
as others may think it’s a mistake to involve philosophers in
providing an analysis of consciousness. However, I suggest we take
Ruse’s advice that history suggests that studies to do with life often
involve more than pure science, where this ‘more’ aspect may well
be metaphysical.65 As such, just as there has been an increase in
much the same concerning consciousness since they take consciousness to be
teleological in various ways and that it is subject to no hard problem, claiming this
is a problem that should be dissolved rather than one needing to be solved.
Ginsburg, The Evolution …, 482. Whether they are right in thinking both these
things is not something I discuss here.
64
For example, both consciousness (Sehon) and life have been thought to exhibit
a type of teleology, with this being more evident in the consciousness case if one
thinks of intentionality as a type of teleology (Haldane; Okrent; Koons). Both life
(Shields) and consciousness (Bayne) are widely taken to exhibit a privileged form
of unity. Finally, both have been likened to machines, the machine analogy, with
this being questioned in both cases, for example by (Searle) regarding
consciousness and (Walsh) concerning life. Scott Sehon, Teleological Realism:
Mind, Agency, and Explanation (Cambridge, MA: MIT Press, 2005); John J.
Haldane, «Insight, Inference, and Intellection». American Catholic Philosophical
Association Proceedings 73:31-45 (2000); Mark Okrent, Rational Animals: The
Teleological Roots of Intentionality (Ohio: Ohio University Press, 2007); Robert
C. Koons, (2017) «The ontological and epistemological superiority of
hylomorphism». Synthese 198 (Suppl 3):S885-S903 (2021), S900; Shields, «The
dialectic …», 112; Tim Bayne, The Unity of Consciousness (Oxford: Oxford
University Press, 2010); John R. Searle, «Minds, brains, and programs».
Behavioural and Brain Sciences 3:417-457 (1980); Walsh, Organisms.
65
Michael Ruse, «The Origin of Life: Philosophical Perspectives». Journal of
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interdisciplinary between scientists and philosophers on the nature of
consciousness, so too there should be similar work undertaken on the
nature of life.
Conclusion
Let me conclude by suggesting a few things that we can learn from
this discussion. The first is that it seems to me that the question
concerning whether life is easily constructed is far from settled. It
could be that hard lifers are correct. As such, philosophers should be
much less hasty in adopting easy life, tempting as it is. Second, since
we have seen that the reasons for thinking that consciousness and life
are hard to construct can parallel each other, we might also think
there will be parallel accounts as to how consciousness and life are
brought about. Constructing and investigating accounts is an area in
which discussions concerning consciousness have an upper hand,
since philosophers have been thinking about this for some time.66 It
may well be that many of the positions formulated concerning
consciousness can be paralleled when thinking about life, for
instance by thinking about strong emergence, postulating different
types of fundamental building blocks, etc.67 Additionally, it seems
the time is right to explore these possibilities, given the recent
scientific interest in rethinking questions concerning life. Yet in
exploring these different possibilities, it will also likely be that
theoretical considerations in determining one’s choice of theory will
Theoretical Biology 187:473-482 (1997), 474, 482.
66
Interestingly I suspect many scientists may take the opposite route, starting
with the origin of life and working towards the origin of consciousness, since the
former has undergone more scientific investigation than the latter. Ginsburg and
Jablonka are an example of this approach. Ginsburg, The Evolution …, 1-2.
67
I have implied/suggested some parallel accounts above, but I think it’s fairly
easy to see how parallel accounts of life can be given for eliminativist, reductvist,
non-reductivist, dualist, panspsychist, panprotospychist and neutral monist views
of consciousness.
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cut the same way when thinking about consciousness and life. For
instance, if you don’t like strong emergence views regarding
consciousness, you probably shouldn’t think they are good when it
comes to life. Equally, if you aren’t put off by incredulous stares
when thinking about panpsychism, perhaps you shouldn’t think
incredulous stares are good responses to those who postulate a type
of panlife. If these considerations don’t cut both ways, it will be
interesting for philosophers to discover why this is the case.
How then do I answer the question posed in my title: constructing
life and consciousness, how hard can it be? It seems to me that it
could be pretty hard on both counts. Nevertheless, I’m still open to
the possibility that both will turn out easy. Ultimately, I take it that
the answer depends upon what the nature of both consciousness and
life actually are, and since I’m not totally sure on that, the most
honest answer to my question is that I don’t really know how hard it
is. But it could be very hard indeed!
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