14
Undermining the Foundations of Orthodoxy:
Some Notes on the Báb’s Sharia (Sacred Law)*
Armin Eschraghi
The movement founded by Sayyid ‘Alí-Muhammad Shírází, known to history as the
‘Báb’, is essentially a religious one. Various scholars have presented many widely
differing explanations of the aims and characteristics of his teachings. In addition to
proposing absurd conspiracy theories that need not be discussed here (for a discussion of some of these theories see Momen 2004, pp. 27 passim), some researchers
have suggested that the Bábí movement was interested merely in the reform of
the Islamic Twelver Shi‘i sect. Others have seen it as an essentially political and
thus non- or, at most, pseudo-religious revolutionary movement, while yet others
have characterized it as a particularly radical and militant offshoot from Twelver
Shi‘ism. There are several reasons why interpretations differ so widely and even
contradict each other. The most important factor is a failure to consult primary
sources, i.e. the writings of the Báb and those of his early disciples. Only in the past
two decades has interest been rekindled and a number of well-researched articles
on Bábí writings published. Yet the focus of these works has largely been limited
to the Báb’s early writings, that is those written before 1847–8.
During his solitary confinement in Mákú the Báb wrote the Persian Bayán in
which, for the first time, he explicitly put forth his true claim, elaborated his metaphysical teachings and laid down a new set of rituals as well as rules governing the
affairs of the community. In 1848 a number of his most prominent followers formally
declared a break with Islam. From, at the latest, 1848 onwards Bábism can no longer
be deemed a Shi‘i sect or an Islamic reform movement. It rather becomes an independent faith, fulfilling all the criteria of a separate religion, i.e. a founder figure,
new holy writings, a new set of metaphysical and theological teachings distinct from
those of Islam, new ritual observances as well as prescriptions for human relations.
*The following is a revised and expanded extract from a Persian manuscript presented
at the annual gathering of the Society of Persian Letters and Arts in Tambach (Ger-many)
in August 2004. Parts of the Persian manuscript are published in Khúshih‑há‑‘í az
Kharman‑i Adab va Hunar, vol. 15 (Darmstadt: ‘Asr-i Jadíd, 162be/2005) under the title
Mabání‑i Andíshih‑yi Tajaddud dar Áthár‑i Hadrat‑i A‘lá, pp. 26–57.
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Bayánic law has hitherto remained largely unstudied and it contains many
ordinances and prescriptions that seem somewhat strange and puzzling to the uninitiated modern reader. It is only through, at the very least, a basic understanding of
the aims underlying the Báb’s new sharia that the historical significance of Bábism
and its relationship to its successor, the Bahá’í Faith, can be adequately understood.
The following is an attempt to shed light on a few characteristics of Bayánic law
and to investigate the reasons why the Báb laid down these ordinances. A glance
at some of his theological teachings will provide the necessary background, so that
the importance of Bayánic law and its ‘revolutionary’ character can be seen in the
context of the general aims of the Báb.
Theological background of the new sharia
A common trait of most religious movements, conservative or modernist, is that they
equally perceive of themselves as ‘reformist’. Nevertheless, somewhat paradoxically, they at the same time present their activities as reviving the ‘original spirit’ of
their religion and as an effort to go ‘back to their roots’. A few Islamic movements
serve as examples. Amongst the most conservative groups are the ‘Wahhábiyyah’ or
more generally the ‘Salafiyyah’. In their view, the age of the Prophet Muhammad
was the ‘Golden Age’ of Islam. Thus they consequently try to re-animate the spirit of
those days by adapting their clothing, beard, speech and behaviour to standards they
believe were common 1400 years ago in the Hijáz. According to their belief, presentday society has deviated from those standards and needs to be brought back to the
‘Straight Path’. Thus, to them, reform means that Islam is cleansed of all traditions,
customs and beliefs that have been added to it over the centuries.
Another example is the concept of ‘Viláyat-i Faqíh’ (governance by the
[supreme] jurisprudent), introduced into Twelver Shi‘i Islam by a couple of theologians around Ayatollah Ruhollah Khomeini (d. 1989). Twelver Shi‘ism was in its
origins a quietist and apolitical movement, a fact that has its doctrinal roots in the
absence of the Imam (see below). Thus the idea that a jurisprudent can be the only
legitimate head of state is essentially a departure from the very core of centuries-old
Shi‘i theology.1 Yet Khomeini claimed that his new doctrine represented the true
and original spirit of Islam. In his book Hukúmat‑i Islámí (Islamic Government),
where, for the first time, Khomeini detailed his views concerning the illegitimacy
of any secular government, he presented numerous verses from the Qur’an and oral
traditions attributed to Muhammad and the Imams in an attempt to present his ideas
as original Islamic doctrine.
Numerous modernist groups and thinkers have tried to introduce progressive
ideas into Islam. However, they also try to portray these measures not as changes
but rather as a return to the original spirit of Islam. ‘Alí Sharí‘atí, who has become
somewhat of a symbol for a subsequent generation of – at least, Iranian – reformers,
used to teach that ‘Safavid Islam’2 was a departure from the original ‘Islam of ‘Alí’.
According to him, the spirit of the latter needed to be rekindled in order to constructively change Iranian society (see Rahnema 1998, pp. 300ff.).
From the most conservative to the most progressive movements, no religious
reformer has, for different reasons, been able or willing to wholly sever ties with
undermining the foundations of orthodoxy
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past doctrines, which would have been a precondition for introducing substantial
changes.3 The reason lies at the core of traditional Islamic dogma, according to which
history is a linear process, starting from creation, then passing through several stages
of progressive development and finally culminating in the revelation of God’s final
messenger. His message is complete and after him there will be no more progress;
rather, the world will end on Judgement Day.4 The core issue all original thinkers
and modernists struggle with is that Islamic dogma does not allow for any substantial reform. It is noteworthy that bid‘ah (innovation) is a terminus technicus for
heresy and deemed one of the gravest sins. New ideas can rarely be justified without
either a great deal of allegorical interpretation or by simply ignoring certain Quranic
prescriptions. Conservatives thus see reformist approaches as heresy and deviation
from the Straight Path, whereas unbiased observers realize the logical contradictions
in the arguments. This weakens the reformer’s position from the outset.
The Báb, much like other founders of world religions, did not bother filling ‘old
skins with new wine’. He not only abrogated Islamic law and many dogmas but
also actually replaced them with a new set of doctrines. Further, the idea of steady
and infinite progress and renewal is at the core of his religious doctrine. In the first
years of his ministry, he did not formally announce a break with Islam. Rather, he
outwardly upheld the standard of the Islamic sharia and seemingly denied any claim
to a new revelation or to end the Islamic dispensation.5 However, even in his earliest
works for the initiated reader it is obvious that the Báb was already well aware of –
and frequently alluded to – his full claim, which he later publicly declared.6
Some of the Báb’s earliest verses were an open provocation to the Shi‘i clerics.
One example was his stance on the complex rules of Arabic grammar. He not only
wrote in a fashion that contradicted those rules, he even went so far as to call them
‘satanic’ (al‑qawá’id al‑shaytániyyah) (Qayyúm al-Asmá’, sura 86) and claimed
that through his intercession God had decided to free language from the rules and
chains placed on its neck in the past (Risálah fí ‘Ilm al-Nahw, vol. 67, p. 121; cf.
Amanat 1989, pp. 269f.). In another early work, his Persian Scripture of Justice
(Sahífih-yi ‘Adliyyih), the Báb wrote:
Just as the worlds have progressed (taraqqí namúdih) the [usages of] words and
vowels have progressed. It is well nigh possible that a day will shine forth when
the verses of God shall be recited devoid of such rules as are now common among
the people (Sahífih-yi ‘Adliyyih, p. 12).7
Here the Báb uses symbolic language to express an idea that is constantly alluded
to throughout his earliest works, namely that soon fundamental and far-reaching,
sometimes painful, changes will occur.8 It is particularly noteworthy that the term
bid‘ah and derivatives of it, such as badí‘ and bid‘ occur in virtually every sura of
the Qayyúm al-Asmá’ and the Kitáb al-Rúh, the two most voluminous early works
of the Báb presently known to us (Eschraghi 2004, pp. 170f.).
The Báb’s early writings are, by far, less orthodox than they appear to be at first
sight. Unorthodox ideas, mainly of Shaykhi origin, recur in them, such as belief in
the ‘Fourth Support’ (al‑rukn ar‑Rábi‘, al‑harf ar‑rábi‘)9 and specific instructions
for visiting the shrines of the Imams.10
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However, it is in the Persian Bayán that the Báb conclusively and unequivocally
abrogates the Islamic sharia and replaces it with a new one. A first sign of this break
with the past is already evident from the opening verse of the Persian Bayán: ‘In
the Name of God, the Most Inaccessible, the Most Holy.’11 Here the Báb departs
from the Islamic custom, observed throughout his earlier works, to start any piece
of writing with the Quranic ‘In the Name of God the Forgiver, the Merciful’ (for the
theological aspects of this new opening verse see Lambden 1997, p. 54).
The idea of the steady renewal of the world had already been expressed by
Islamic philosophers such as Mullá Sadrá (d. 1640) in his doctrine of ‘essential
movement (al‑harakah al‑jawhariyyah)’, as well as by mystics following the
ideas of Ibn ‘Arabí (d. 1240), such as Muhsin Fayd al-Káshání (d. 1680) and ‘Abd
al-Razzáq Fayyád al-Láhíjí (d. 1661). It had also found its way into the writings of
the Shaykhiyyah. The Creator, thus, steadily re-creates Creation. The divine bounties (fayd) flow incessantly back and forth from their source. The world, although
it appears static to the observer, is actually in a constant process of change. In his
early writings, the Báb often alludes to this philosophical concept and confirms
it (cf. Eschraghi 2004, p. 320). Since, according to him, the lower spheres of the
world mirror the upper ones, in this material world there also needs to be constant
change. In the Persian Bayán he further develops this idea and teaches the steady
re-creation of the world each time God sends a new messenger.
Let it not be hidden from the reader of these words that God made the creation of
the Qur’an return (‘awd farmúd) on the Day of Resurrection through the appearance
of his own Self (bi‑zuhúr‑i nafs‑i ú) on that Day. Then He created all things anew
(bid‘an), as if they had been created in that very moment (Persian Bayán 1:1).12
The world does not cease to progress and there will always be messengers – or
rather, as they are called in Bábí scripture, Manifestations (mazáhir) – of God. It is
man’s duty to recognize these Manifestations and on the day of their appearance,
God creates every creature anew according to its belief or disbelief.13
How many believe in one Revelation and in another fall into the Fire! And how many
have been inmates of hellfire in the previous Revelation and reached Paradise in the
next! Should a soul be a non-believer in a thousand and thousand Revelations and
then, in the one after these thousand and thousand Revelations become a believer, all
his worlds (‘awálim)14 will be turned into belief. And – God forbid – in the opposite
case, the opposite will happen (agar bar ‘aks, bar ‘aks) (Persian Bayán 3:15).
The Báb sees every revelation of God as a radical change and a process of renewal.
Each appearance of a Manifestation is equal to a new creation and whatever existed
before it becomes obsolete, as if it had not existed at all. Once a new revelation
appears, clinging to the former, its rules and customs, is not acceptable in the sight
of God.
Whatever pleasure is imagined today is in this Paradise, whereas all pleasure has
been severed from the former Paradise (ibid. 2:16).
undermining the foundations of orthodoxy
227
If the root (asl) becomes obsolete, how then should its derivatives (far‘) remain?
Fear ye God, O Servants! (ibid. 5:15).
In the second quotation the words used by the Báb as well as the context of the
passage have an obvious technical background. Asl (lit. root) is used to denote
the fundamentals and basics of Islamic theology and law. The furú‘ (lit. branches)
are detailed prescriptions derived from the fundamentals. The Báb is thus clearly
referring to the fact that sacred Law is abrogated in its derivatives as well as in its
essentials. He goes beyond a mere attempt at reinterpretation of core issues in order
to derive a more timely understanding of Islam.
To the Báb every new revelation of God is like a knife cutting off all relations
with the preceding one. The following passage impressively documents to what
extent the Báb expected people to be detached from tradition:
. . . Should a hundred thousand souls gather to circumambulate the House [the
Ka‘ba.] and leave their homes for the day when permission for circumambulating is
given, and should on that very day the Tree of Truth appear and command: ‘Don’t
circumambulate!’ – should they all immediately abide, they have reached [true]
circumambulating. However, should they fail, all their deeds will become naught
(ibid. 8:2).
The Báb does not exempt his own religion from this rule. His own faith is not
perceived of as everlasting. Rather, ‘the Bayán is the balance of God until the Day
of Him Whom God shall make manifest’ (ibid. 2:6). The religion of the Báb is thus
only valid until a new revelation of God takes place. The concept of a chain of
divine revelations is further expressed in a passage that explains how every religion
has as its ultimate goal the preparation of its adherents for the coming of the next
Manifestation. Towards the end of that passage, the Báb says:
. . . and all [previous] Revelations and this Revelation and the Revelation of Him
Whom God shall make manifest were created for the Revelation of Him who shall
come after Him Whom God shall make manifest (ba‘d man yuzhiruh Alláh). And
all these Revelations [were] for the coming of the One after the One after Him
Whom God shall make manifest. And in this manner incessantly the Sun of Truth
shines forth and sets, without beginning or end (ibid. 4:12).
A number of core Islamic beliefs are either abrogated or completely changed by the
Báb. For example, he denies corporeal resurrection on Judgement Day, a logical
consequence of the symbolic interpretation given of ‘resurrection’ (ibid. 2:11).
The meaning of ‘Day of Resurrection’ is the Day when the Tree of Truth appears.
Not a single soul is perceived among the Shi‘a that has understood the ‘Day of
Resurrection’. Rather, they have all clung unto a vain imagining that has no truth
in the sight of God (ibid. 2:7).15
The Báb further abrogates the whole notion of an oral tradition supplementing the
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revealed scriptures of God. He strongly decries narrating miracles and accounts that
have no basis in the revealed text. In fact he makes clinging to tradition responsible
for unbelief at the time of the revelation of any Manifestation.
Whoever seeks to prove the truth of the Point of the Bayán [i.e. the Báb] through
anything but divine verses has veiled himself from the greatest proof and the
noblest path . . . In the Qur’an nothing other than this proof has been revealed. Had
they all understood this, it would have been easier for them, rather than to profess
faith in God through matters they narrate themselves and for which there is no proof
in the book of God (Persian Bayán 6:8).16
Finally a point of great theological importance is the Báb’s endorsement of ‘alteration of divine decree (badá’)’. A matter of dispute for centuries, several theories
have been presented by Shi‘i thinkers. Some have argued that God, once he has
made a decision, cannot alter it at a later point in time (for a discussion of badá’
in Shi‘i history see the entry in Khurramsháhí et al. 1995 and also see Goldziher
2003). Thus all prophecies will have to come true in exactly the way they have
been recorded. Others have allowed for badá’ only under specific historical circumstances, such as the nomination of the seventh Imam.17 The view endorsed by the
Báb was that God’s omnipotence does not allow for any limitation of his freedom to
choose and decide whatever he wishes. Paraphrasing a canonical hadith (al-Qummí
1967, Báb al-Badá’ 54:1, pp. 331f.) the Báb writes:
God is not worshipped through anything [as he is] through [belief in] badá’ because
badá’ is recognition of his power to do what He willeth. If one worships God
through all imaginable means – should he acknowledge belief (i‘tiráf) in badá’ it is
still a greater act of worship than everything else he has done (Persian Bayán 4:3).
The importance of badá’ for the Báb’s Revelation can hardly be overestimated. The
concept played an important role in Shi‘i eschatology and Shaykhi thought as well
as in early Bábí apologetics (see Eschraghi 2004, pp. 101f., 158f., 214f., 329).18
However, what it stresses more than anything else is the Báb’s belief that each
Manifestation is completely free in his decisions and not bound by men’s expectations or even by earlier prophecies. Thus a total break with the past such as the
Báb’s annulment the Islamic sharia receives its theological justification.
The point made above is that the Báb did not perceive himself as a reformer
in the classical sense, nor did he intend to merely revive or reinterpret Islam. He
went much further than reform and created the theological fundamentals as well as
a new religious paradigm. We shall now examine the concrete implications of this
new paradigm by looking at some of the Báb’s laws.
General characterization of Bayánic law
As has been noted above, Bayánic law includes prescriptions that seem foreign and
sometimes obscure and harsh. One wonders, then, what might have been the Báb’s
motivation for abrogating Islamic law, only to replace it with an at times more modern
undermining the foundations of orthodoxy
229
and suitable, but sometimes even more severe and altogether virtually impracticable
one. In reply to such a question, Shoghi Effendi has given the following explanations:
The severe laws and injunctions revealed by the Báb can be properly appreciated and
understood only when interpreted in the light of his own statements regarding the
nature, purpose and character of his own Dispensation. As these statements clearly
reveal, the Bábí Dispensation was essentially in the nature of a religious and indeed
social revolution, and its duration had therefore to be short, but full of tragic events,
of sweeping and drastic reforms. Those drastic measures enforced by the Báb and
His followers were taken with the view of undermining the very foundations of
Shí‘ih orthodoxy, and thus paving the way for the coming of Bahá’u’lláh. To assert
the independence of the new Dispensation, and to prepare also the ground for the
approaching Revelation of Bahá’u’lláh, the Báb had therefore to reveal very severe
laws, even though most of them were never enforced. But the mere fact that He
revealed them was in itself a proof of the independent character of His Dispensation
and was sufficient to create such widespread agitation, and excite such opposition
on the part of the clergy that led them to cause His eventual martyrdom (Bahá’u’lláh
1992, n109 (emphasis added)).
. . . this Book [the Bayán] . . . should be regarded primarily as a eulogy of the
Promised One rather than a code of laws and ordinances designed to be a permanent
guide to future generations . . . Designedly severe in the rules and regulations it
imposed, revolutionizing in the principles it instilled, calculated to awaken from
their age-long torpor the clergy and the people, and to administer a sudden and
fatal blow to obsolete and corrupt institutions, it proclaimed, through its drastic
provisions, the advent of the anticipated Day, the Day when ‘the Summoner shall
summon to a stern business’, when He will ‘demolish whatever hath been before
Him, even as the Apostle of God demolished the ways of those that preceded Him’
(Shoghi Effendi 1979, p. 25).
From these two quotations three main underlying goals of the Báb’s code of laws
are gathered. One is ‘paving the way’ for the next Manifestation. The second is to
deal a ‘blow to obsolete and corrupt’ institutions of Shi‘i orthodoxy. The third is to
‘assert the independence’ of his Revelation.
Preparing for the advent of the Promised One
That the main goal of the Báb was to prepare people for the coming of the next
Manifestation is so obvious to even a cursory reader of the Bayán that it need not
be explained in much detail here. E.G. Browne’s testimony to this effect reads as
follows:
We cannot fail but to be struck by the fact that when the Báb was a prisoner and an
exile at Mákú, probably well aware of what his ultimate fate would be, he showed
far more anxiety about the reception which should be accorded to ‘Him whom
God shall manifest’ than about himself . . . Almost every ordinance in the Beyán is
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similarly designed to be a perpetual reminder of ‘Him whom God shall manifest’
(Browne in Momen 1987, p. 232).
The following quotations confirm Browne’s impression that the focal point of the
Bayán was indeed intended to be the Promised One and the ultimate goal of all
prescriptions therein his recognition:
The Bayán and all who believe in it circumambulate the word of ‘Him Whom God
shall make manifest’, just as the Gospel and all who believe in it circumambulated
the word of Muhammad the Apostle of God (Persian Bayán 3:3, cf. 5:8, 2:6, 2:17,
2:19). Take good heed of yourselves, for the sum total of the religion of God is but
to help Him, rather than to observe, in the time of His appearance, such deeds as
are prescribed in the Bayán. Should anyone, however, ere He manifesteth Himself,
transgress the ordinances, were it to the extent of a grain of barley, he would have
transgressed His command (The Báb 1976, p. 85).
Later Bábí apologetics and polemics claimed that the Báb fixed a time for the
coming of the next Manifestation or at least implied that it would take 1500 to
2001 years. This is not the place to treat this subject here since it has already been
discussed by others (Afnán 1997, pp. 1–37; Mu’ayyad 1992, pp. 94–102).19 In
short, such an argument has no basis whatsoever in his writings. The Báb, quite to
the contrary, stressed repeatedly that the future Manifestation was free to appear at
any time and place and under any condition. One of the many warnings directed by
the Báb towards his followers is this:
At all times, await the beginning of the Revelation (awwal‑i zuhúr). Should you
hesitate for less than a moment you will be counted among the ‘new [converts]’ in
the sight of God. Just as you call today those non-Muslims who enter Islam (Persian
Bayán 6:13).20
Even if there were statements by the Báb placing conditions on Him Whom God shall
make manifest, they would have to be considered in light of the following quotation:
Beware, beware lest, in the days of His Revelation, the Váhid of the Bayán [Letters
of the Living] shut thee not out as by a veil from Him, inasmuch as this Váhid is but
a creature in His sight. And beware, beware that the words sent down in the Bayán
shut thee not out as by a veil from Him (quoted in Bahá’u’lláh 1988, p. 153).21
That the Báb was very anxious about the fate of the next Manifestation is more
than obvious. We shall now look at some of the concrete measures the Báb took to
‘pave the way’.
The independent character of the Bayánic sharia
Much has already been said above about the independent character of the Báb’s
religion. Laying down a new sharia was indeed a vital factor in proclaiming a
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new religious paradigm and in giving the adherents of the new faith a distinctive
identity. Had the Báb simply abrogated the sharia and not revealed a new code of
laws, the separation of Islam would not have been as clear. Bábís have argued that
the Báb revealed laws for a future state of society, when the majority at least of
Iran’s population will have embraced his faith. Their main argument was that the
Promised One could not come so shortly after the Báb, since the Bayánic sharia
had not even been put into effect and it was thus too early for it to be abrogated. As
has been noted above, there is no indication anywhere in the Báb’s writings that the
Promised One was to come only after victory of the Báb’s faith or, for that matter,
at any specific point of time.
Furthermore, reading the Persian Bayán might leave the reader puzzled as to
how some of the more complex and sometimes obscure regulations were ever to be
put into practice. It seems obvious that the Báb’s sharia was essentially symbolic
in character. Virtually every prescription and regulation is designed to be either a
reminder of the advent of the Promised One or a means of paying tribute to him. It
is hard to imagine that the Báb should have anticipated any state to actually put all
his laws, especially the ritual observances, into practice.22
Rituals are a central part of any religion and play an important part for the identity of its adherents. The Báb gave various complex and detailed prescriptions as to
how and when a certain number of verses should be either recited or written down.
These are too many to summarize here (for a more detailed description of Bábí
ritual see MacEoin 1994). Further, several rituals are to symbolize constant change
and foster detachment on behalf of the believers. Among these are the ordinances
to renew personal belongings every 19 years (Arabic Bayán 9:14) and to renew
books every 66 or 202 years (Persian Bayán 7:1).23 In addition, a new calendar was
introduced (ibid. 5:3) according to which the new law of fasting (ibid. 8:18) had to
be observed. Obligatory prayer (salát) was enjoined on the believers in the Bayán.
However, the exact nature of this prayer remains unclear.24 It was, in any case,
different from the Islamic obligatory prayer and the qiblih was to be the Promised
One (Persian Bayán 7:19). The call to prayer (adhán) had already been changed in
the early period of the Báb’s Revelation (‘The Báb’, in Afnan 2000, pp. 99–100).
Various burial rites are part of the Bayánic sharia, differing considerably from
Islamic custom, not least in that coffins are mandatory (Persian Bayán 5:11, 12;
8:11; 9:9). Pilgrimage is another ritual that completely differs from Islam. It is to
be made to the house of the Báb in Shiraz. Additionally, shrines for outstanding
believers of the Báb’s dispensation are to be erected and visited (ibid. 4:15–5:2
and elsewhere). New codes of laws governing marriage (ibid. 6:7) and divorce
(ibid. 8:15) as well as inheritance (ibid. 8:2) have also been revealed in the Bayán.
Even the traditional Islamic greeting is substituted with other formulas (ibid. 6:5).
Therefore, all major parts of religious law have been altered or replaced by the
Báb.25
Since the Báb’s laws were designed to pave the way for the next Manifestation,
some of them aimed to reshape the general state of society. Therefore, despite what
has been said above about the general impracticability of some Bayánic laws, there
are a number of regulations that could have had a deep impact on 19th-century
Iranian society.26
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Largely because of the dramatic unveiling and subsequent tragic fate of an early
outstanding disciple of the Báb, Táhirih ‘Qurratu’l-‘Ayn’, Bábism has often been
characterized as strengthening the role of women, although there seems to be no
clear provision in the Bayán that would in fact establish the kind of equality that is
to be found later on in Bahá’í writings, nor does there seem to be much proof that
Táhirih was motivated by a struggle for women’s rights. But nevertheless a number
of Bayánic ordinances indeed improve the situation of women in society.
Although there seems to be no unequivocal abrogation of the Islamic law of
veiling,27 there is a provision that allows Bábí men and women to look at each other
and communicate in a befitting manner.
Those who have been brought up in this community (tá’ifih), men and women, are
allowed to look [at each other], speak and sit together (ibid. 8:9, cf. Persian Bayán
8:10).
That men and women are allowed to see each other could be understood as at
least a partial abrogation of the law of veiling. Modern western readers might not
appreciate the revolutionary potential of this permission. Suffice it to say that up
to the present Bábís and Bahá’ís are accused of committing all kinds of immoral
acts during their religious meetings just because women are allowed to participate.
The Bayání sharia relieves women from obligatory pilgrimage (hajj) (Persian
Bayán 4:19). The fact that marriage is dependant on mutual consent is another
strengthening of women’s position in religious law (ibid. 6:7). When embarking
on trips men should exhaust all possibilities to take their wives with them (Haykal
al-Dín 6:16). Men who maltreat their wives and daughters are said to deviate from
the path of truth:
Conduct yourselves with your women in the most loving manner. Believing women
are like the leaves of the heavenly camphor tree. Do not mistreat (mayázár) them
even for a blink of an eye, because were you to do so, you shall be veiled from the
command of God for that very blink of an eye (Sahífih-yi ‘Adliyyih, p. 38).
The greatest means to achieve nearness of God is showing utmost love and kindness to one’s wife and children (Persian Bayán 4:19).
Another interesting part of Bábí law has to do with education. Children are to
be treated with utmost care and loving-kindness. Parents are obliged to treat their
offspring well and to ensure their education at least until they are 11 years old. The
Báb does not make a distinction between boys and girls in that regard.28 The love
parents display in regard to their children is considered as the greatest act of worship
and tantamount to showing love for God (Persian Bayán 4:19). Children may never
be left alone and should be encouraged with kind words (Haykal al-Dín 6:10).29 On
holy days they should be allowed to play (Persian Bayán 6:11). In school they must
be placed on chairs (Haykal ad-Dín 6:10; cf. Persian Bayán 6:11). Teachers are not
allowed to beat children before they reach the age of five. Even then, they may only
be beaten five times slightly, not on the flesh but on the clothes. Should a teacher
beat a child more than five times or on the flesh, he may not approach his wife for
undermining the foundations of orthodoxy
233
19 days, or if he is unmarried, he will have to pay a fine, even if the transgression
occurred unintentionally (Persian Bayán 11:6).
As a further measure to improve the general condition of the state and making
information available to all inhabitants, the Báb makes it a duty for every ruler to
establish a postal system. He further says that, although such a system already exists
in Iran, it is insufficient because ‘the weak ones (mustad‘afín)’ have no access to it
(ibid. 4:16). In a similar vein, the Báb approves and highly praises the printing of
books so that the verses of God may be spread and made accessible to all (ibid. 7:1).
A further Bayánic law is the general prohibition of tobacco and intoxicating
substances (ibid. 9:7, 8). Even animal rights feature in the Bayán. Thus, animals are
not to be mistreated, otherwise they will demand a punishment from God for their
possessor. Should someone seek to enlarge his profit through unduly burdening his
animals, he will not succeed in doing so and be subject to divine punishment (ibid.
6:16).
Laws in relation to Shi‘i clerics
According to Shoghi Effendi, one of the Báb’s major goals was provocation
and thus causing changes in the general structure of society. The most effective
and necessary means to do this was to shatter the power of the clergy. Although
initially of a quietist sect, certain Shi‘i clerics developed an elaborate theology to
justify their craving for worldly power. By the time of the Qajar dynasty (18th/19th
century ad) the influence of the clerics had reached a new height. It is beyond the
scope of the present article to describe the complex relations between government,
monarchy, clerics and the people, neither can the historical development of certain
theological ideas prevalent in Qajar times be discussed here.30 But a few points are
particularly important for understanding the revolutionary character of the Báb’s
Revelation. Unlike their predecessors, the Safavid dynasty (1501–1722), the Qajar
rulers did not lay claim to charismatic religious authority. This vacuum could now
be completely filled by the Shi‘i ulama, who had by now successfully developed
and implemented the doctrine of general vicegerency (al‑ niyábah al‑‘ámmah), thus
seizing complete authority in religious matters. In addition, most Qajar monarchs
were quite pious and supported the clerics and the Usúlí establishment in many
regards. In return, the ulama did not openly challenge the authority of the monarch
and even safeguarded its religious legitimization.
The ‘fifth (khums)’ or ‘share of the Imam (sahm‑i Imám)’ was to be submitted to
them, as sole representatives of the Hidden Imam. In addition, they were in control
of religious endowments (awqáf). A third source of income was their legal function, such as issuing and confirming contracts, marriage certificates, etc. The clerics
thus possessed great spiritual authority as well as financial power and enjoyed
the great respect of both the royal court as well as the ordinary believers, the vast
majority of whom were illiterate.31 Although there seems to have been no serious
attempts to actually usurp state power, the ulama in Qajar times were very keen on
and successful in steadily broadening the scope of their authority and in exercising
influence in state affairs.32 Some ulama were influential enough to issue verdicts
and punish perpetrators according to the sharia, thus indirectly denying allegiance
234
a most noble pattern
to the executive and judicative powers of the state, at least in religious matters.33
In religious matters, Shi‘i Islam had increasingly become a legalistic construct,
obsessed with detailed and often absurd minutiae of ritual or even everyday behaviour.34 The foundations for church-like hierarchical structures that characterize
contemporary Iranian Shi‘ism were laid during this period. Charismatic, spiritual
and mystical tendencies were looked upon with great contempt and often severely
attacked. Religion had thus become a body without spirit.35
The government was in many regards rather frail. The state was constantly
weakened by challenges to its central authority such as local revolutions by militant separatist movements and unwillingness to pay taxes. The overt activities of
colonial powers and a disastrous defeat in a war with Russia further weakened the
monarchy’s position. For obvious reasons, the ulama were highly sceptical towards
any change in the structure of the Qajar state. Any reform, whether religious,
economic or social, was perceived as a potential threat to their newly consolidated
position and thus faced with their utmost enmity.36
The Báb identified the Muslim clerics as those who showed forth the greatest
enmity towards his Revelation and the utmost zeal in fighting it. He made them
responsible not only for denying the truth of his Revelation but also for leading
astray the people and thus not fulfilling their self-assumed duty to enjoy the good
and support believers in their search after truth:
At the time of every revelation the people of that revelation were veiled by the
learned (ulama) of that revelation (Persian Bayán 7:11).37
Had they been content with their own veiled condition and had they not dealt
unjustly with anyone and not issued commands contrary to what has been revealed
in the Book of God, they would have had cast themselves into hellfire. But now,
their own punishment as well as that of whoever imagines them to be the ulama of
Islam – nay, rather [the punishment] of whoever failed or will fail to believe in the
Revelation of God, will be upon them (ibid. 2:1).
A central quotation in challenging the authority of the ulama is the following:
The ulama today, because of the utterance of one of the Imams – peace be upon
them – who said: ‘Turn towards those who transmit our hadith’, believe themselves
to be supreme judges (hakam) appointed by the Imam. Moreover, they attribute
titles (asmá’) to themselves which are not suitable. If they spoke honestly, they
would not have remained as veiled from him, who confers authority (wiláyah or
waláyah) and prophethood through a single word. However, when they perceived
that the Revelation of God was not in accordance with [safeguarding] their own
station . . . they even issued a verdict (fatwá) against God (ibid. 2:3).
In addition to what has been said above, two further important points of criticism
can be deduced from the last passage. Serious doubt is cast on the ulama’s justification for their religious authority and the high titles and functions they have claimed
for themselves.38 Further, they are so attached to those titles and to their power that
undermining the foundations of orthodoxy
235
– should God himself want to take it away from them – they would fight him with
every means at their disposal.
From the very beginning of his declaration the Báb embarked on a confrontational course with the ulama. His very claim as presented in his earliest writings,
although clouded in symbolic language and often minimized by him, already had
far-reaching implications for the ulama establishment.
As has been noted above, the Shi‘i divines’ claim to authority rested on belief
that the Twelfth Imam had gone into occultation. That during the time of the
‘Greater Occultation’ nobody was able to contact the Imam had become a religious dogma. Owing to the absence of the Imam and the impossibility of turning
to him directly, the clergy as a whole was to be regarded as his representatives and
enjoyed certain prerogatives as well as responsibilities.39 The Báb’s claim to being
a ‘specific (kháss) representative’ who speaks on behalf of and receives direct
instructions from the Imam was thus tantamount to annulling the ulama’s central
basis of authority.40 Apart from its spiritual dimension, such a claim had clear
economic implications for the clerics since, as has been explained above, the fifth
(al‑khums), for example, was to be paid to the representative of the Imam.41
The Báb further criticized the clerics for their incompetence in uniting the
Islamic community. In this day he was to be the only authoritative source of guidance, sent by God to unite the many sects of Shi‘i Islam (cf. Sahífih‑yi ‘Adliyyih,
pp .6, 7, 9, 13; Tafsír Súrat al‑Kawthar (INBA 53), pp. 184, 244; Tafsír Súrah wal‑
‘Asr (INBA 69), p. 26; al‑Risálah al‑Dhahabiyyah (INBA 86), p. 89; Sharh Hadíth
Abí Labíd (E.G. Browne Collection F21), p. 20). One of the prerogatives reserved
exclusively for the Imam himself was the right to declare offensive holy war (jihad)
against the enemies of Islam. The Báb from his earliest Revelation claimed this
right for himself when speaking of the ‘Day of Permission’ that was soon to come
or had already arrived. In addition, the frequently occurring terms nasr and nusrah
(rendering assistance) are loaded with eschatological as well as militant connotations.42 In the Kitáb al‑Rúh, an important and yet neglected voluminous early work,
the Báb wrote in reference to Quranic verses:
About what do they ask each other about the command of your Lord on the Day
of Permission? Say: Verily, now permission has come from your Lord, God, but
whom there is no other God. Give permission for waging war (qitál) and say:
‘Whatever God willeth!’ and ‘There is no power save with God!’ . . . And when the
Remembrance gives permission for waging war they [the believers] long for God
and fight before God in truth (Kitáb al‑Rúh, sura 222).
As can be concluded from later developments, the Báb clearly did not intend for
his followers to actually engage in militant activities. His ideal was that of suffering
and martyrdom.43 However, by invoking messianic sentiments and claiming
authority over declaring jihad he uttered a strong provocation against the ulama.44
Frequent calls to mubáhalah45 and declaring the ulama’s incompetence to
produce verses like his own were another challenge to their authority. According to
the Báb, although the learned spent many years studying grammar and literature,
they were still unable to write in equal fashion to him, who was utterly unlearned
236
a most noble pattern
but inspired by God. Even more, their whole literary output was worth less than a
single word uttered by him (see The Báb, al‑Risálah al‑Dhahabiyyah (INBA 86), p.
82; Kitáb al‑‘Ulámá (INBA 67), p. 209; Fí Bayán al‑I‘tiqádát, in Eschraghi 2004,
Appendix I); Persian Bayán 2:1; Tawqí‘ li‑Muhammad Sháh (INBA 64), pp. 114,
125. For additional references and discussion of the Báb’s concept of mubáhalah
see Eschraghi 2004, pp. 105f., 126, 138, 160n, 162, 277, 352).
At the core of the authority the ulama exercised over ordinary believers was the
Friday prayer. At least once a week every Muslim should come to the mosque and
pray under the guidance of the prayer leader (Imam Jum‘ih). Afterwards he would
listen to the sermon (khutbah) given by that leader. Thus the clerics established
constant contact with the believers and made themselves a focal point of social life.
Friday prayers have also in the course of history proved to be a powerful tool for
influencing popular opinion.
Appointment of Friday prayer leaders is a prerogative of the Hidden Imam but
for obvious pragmatic reasons this has been suspended. The Báb, in his earliest
writings, declared all Friday prayers as unlawful if they were conducted by a leader
not appointed by him (Kitáb al‑Rúh, sura 206). Later he abrogated congregational
obligatory prayers altogether (Persian Bayán 9:9).46 Additionally, preaching from
pulpits was prohibited (Persian Bayán 7:11). These three provisions strike at the
very foundation of the ulama’s role as intermediaries between man and God and
remove a crucial basis of their social influence. In a similar vein, the forgiveness
of sins is to be sought solely in private communion with God or his Manifestation.
The Christian and partly Islamic practice of seeking absolution from divines as
representatives of God is prohibited (ibid. 7:14). Thus yet another tool of exercising
strong psychological power over people was removed.
A major part of the ulama’s charismatic authority was rooted in their knowledge. The Shi‘i community is generally divided into clerics and laymen, although
the terms generally used are mujtahid and muqallid. Only a man who has passed
through specific stages of learning and has proved to be familiar with certain parts
of Islamic doctrine and law can become a mujtahid. That means he is allowed to
pass authoritative verdicts and judge in religious matters. Permission to exercise
ijtihád (an ijázah) is granted by one or more high-ranking clerics. On the other
hand, ordinary believers are bound to taqlíd (imitation). They do not have the right
to investigate matters independently and come to their own conclusions. For them
following the guidance of a mujtahid in all religious matters is mandatory.47 The
Shaykhi leader Karím Khán Kirmání summarizes this attitude as follows:
Whoever seeks guidance in matters of faith, this is with us. Let him come to us
and receive [answers] because these matters are to be found with us, not with
shopkeepers (baqqál) and bakers (Risálih‑yi Radd‑i Báb‑i Khusrán Ma’áb, p. 27).
The ulama, in short, possessed a monopoly on knowledge.48 They claimed to be
the only ones to properly understand the Qur’an and exclusively able to interpret it
adequately. They not only knew the complex rules and peculiarities of the Arabic
language but were also initiated into the mysteries of theology, philosophy and the
oral traditions of the Prophet and the Imams.
undermining the foundations of orthodoxy
237
The Báb had already, in the earliest days of his dispensation, made ijtihád
dependent on conformity with his own Revelation. Similarly, the ulama were
prohibited to study books other than his own writings.
And verily, God has forbidden you [to issue] unlawful verdicts and [to practise]
ijtihád without pure knowledge of this book (Qayyúm al-Asmá’, sura 2).
O Concourse of the Learned! Ye have been forbidden after [the revelation of] this
Book to teach anything other than it. Acquaint the people with the prescriptions
(ahkám) of the Book and turn away from the obsolete (bátil) writings that are
spread amongst you . . . (ibid. sura 27).
The scope of the latter early provision was later enhanced. Extensive study of
grammar was prohibited, just as were engaging in fruitless and unnecessary theological, philosophical and legalistic discussions and penning treatises about these
‘invented’ matters. The only works to be studied and taught were those of the Báb
and treatises inspired by his writings (Persian Bayán 4:10; cf. Qayyúm al-Asmá’,
sura 27).49 All other books were to be ‘wiped out (mahw)’ (Persian Bayán 6:6).50 The
right to interpret the Word of God was reserved solely for the Manifestation (Persian
Bayán 2:2). Therefore a number of the ulama’s prerogatives and the fundamentals of
their claim to supreme authority were annulled in the Revelation of the Báb.
A very powerful tool to destroy opponents was the practice of takfír (declaring
someone as an infidel). The ulama not only used it against non-Muslims and secularists but also against adversaries in their own ranks, such as Ahmad al-Ahsá’í.
Declaring a Muslim a non-believer is tantamount to issuing a death warrant because
apostasy, according to the Islamic sharia, is a capital crime. The Báb unequivocally
prohibited this practice for his own followers.
They may not refute each other, since whoever enters the Bayán is a believer.
Whatever stage (maqám) he might have reached, it is good (khúb ast). Should one
of the [people of the] Bayán refute another of the [people of the] Bayán, he shall
be obliged to pay 95 mithqáls of gold . . . The purpose of God in [prescribing] this
provision is that none in the Bayán shall dare to refute anyone by calling [him a]
non-believer (ibid. 5:14).
Likewise, death verdicts were generally forbidden in the Persian Bayán.
In case there should arise differences in questions of the [religious] sciences, God
has not given permission for anyone in the Bayán to issue a death warrant (fatwá‑yi
qatl) against anyone, at any time, under any circumstances and under any condition.
Moreover, it is God who judges and commands. How does it behove you, O
wayward people, to issue a death warrant against anyone? (ibid. 4:5).
Apart from takfír, one specific theme of Shi‘i theology is the idea of ritual impurity (najásah). Probably inspired by Jewish or Hindu thought,51 Shi‘i clerics have
developed a complex system defining the conditions for ritual purity (tahárah)
238
a most noble pattern
and, should it be lost, what measures need to be taken to regain it. ‘Non-believers’,
which usually means non-Muslims and sometimes even non-Twelver Shi‘as,
are generally deemed unclean. Touching them or touching an item that has been
touched by them previously will necessarily lead to loss of ritual purity and make
ritual ablutions mandatory. Najásah in Shi‘i doctrine, it is important to note, has
little or nothing to do with hygiene.
The Báb, quite to the contrary, explicitly allows for trading and establishing
business contacts with people from outside his Faith (Persian Bayán 5:7). In the
following passage he treats the subject of ritual impurity and names all things that
can restore it:
The purifying (al‑mutahhirát) are of diverse kinds (anwá‘): fire, air, water, dust,
the Book of God, the Point [i.e. the Báb himself] and his writings, whatever the
name of God has been called upon 66 times . . . whoever enters this Faith and
is immediately purified as well as whatever belongs to him, further whatever is
handed over by someone from outside this Faith to people of this Faith. Ending its
connection with him [the former possessor] and establishing connection with them
[the believers] purifies it (ibid. 15:14).
It is hard to imagine anything that would not fit into at least one of the categories
above. Particularly interesting is that believers and the Word of God are called
purifying. This renders practically the whole Shi‘i concept of najásah obsolete.
Whereas in their view a believer becomes impure by touching an impure person or
item, in the Báb’s teaching it is the other way around. It is thus virtually impossible
to lose ritual purity as a Bábí. Also, the Báb redefines najásah in that he connects it
with general provisions to observe hygiene. For example, water is called purifying,
especially flowing water (ibid. 6:2). One cannot but gain the impression that the
Báb here, with a certain amount of irony, abrogated a concept that had kept the
minds of numerous authors busy for centuries.52
Conclusion
The Báb pursued three major goals in revealing his new code of laws. One was
preparation for the advent of the Promised One. The second was to provoke the
clerical establishment and shatter the foundations of their often-abused institutionalized authority. These provisions were the ones that led to the ulama’s hostility and
the Báb’s subsequent martyrdom. The third aim was to prove the independence of his
own religion in relation to its predecessor, namely Islam. In the Persian Bayán the
Báb basically renewed all aspects of religious life, i.e. he taught a new theological
doctrine, set forth ritual ordinances and even made suggestions for reforming the
general state of society. Thus the Bábí religion fulfils all the criteria of a new and
independent religion and differs in many central issues from mere reform movements.
undermining the foundations of orthodoxy
239
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Notes
1. This criticism was levelled against him by several high-ranking Shi‘i ulama before
the Islamic revolution and in the early months after it, notably amongst the members
of the ‘Mahdaviyyat (Hujjatiyyih)’ Society, also known as the ‘Anti-Bahá’í Society’.
Nevertheless, Khomeini managed to overcome all resistance. In more recent times
several books have been written and published in Iran which demonstrate that
Khomeini’s idea was in many regards new to Shi‘i Islam. See Kadívar, Nazaríyyih‑
há‑yi dawlat dar fiqh‑i Shí‘ih.
2. The Safavid dynasty came to power in the 16th century and subsequently initiated a
process of converting Iran’s hitherto Sunni population to the Shi‘i sect.
3. Throughout history some esoteric groups, such as the Nizárí Ismá‘ílís, have abrogated
the Islamic law. But their views were essentially eschatological in nature and not
aimed at reforming human or state society in general. The final consequence of their
ideas was complete anarchy.
242
a most noble pattern
4. The same, in theory, holds true for Jewish and Christian dogma.
5. The reasons for the Báb’s denial of his claims are complex and will not be presented
here. For a detailed discussion on the basis of the Báb’s own writings see Eschraghi,
Frühe Shaikhi‑ und Bábí‑Theologie, pp. 134–76.
6. Stephen Lambden (‘The Sinaitic Mysteries’) and Todd Lawson (‘The Terms
Remembrance’) have shown this conclusively on the basis of his earliest writings.
See also Eschraghi, Frühe Shaikhi‑ und Bábí‑Theologie, pp. 156–76. Further proof
is in the 1845 verdict (fatwá) against Mullá ‘Alí Bastámí, translated and analysed by
Moojan Momen (‘The Trial of Mullá ‘Alí Bastámí’). In his article Momen also draws
attention to a very early Shaykhi polemic: Karím Khán Kirmání’s Izháq al‑bátil. In
that work the Shaykhi leader quotes extensively from the Qayyúm al-Asmá’ and concludes that despite the outward claim of the – as yet unknown – author to be a mere
representative of the Imam, he actually proclaims himself a prophet, abrogates Islamic
law and even sees himself as God.
7. All translations are, unless otherwise noted, provisional and only intend to give the
content of a passage, not necessarily to adequately display the beauty of language and
other stylistic features. The Báb is here most probably alluding to certain Shaykhi
expectations. Apparently, Sayyid Kázim taught that the Promised One held authority
to abrogate the rules of grammar. See the Báb’s early Sharh Qawl al-Sayyid ar-Rashtí
fí al I‘ráb, in Browne Collection F21, pp. 26–35. On folio-page 31 of that work the
Báb states that the Imams are endowed with divine authority to change the rules of
grammar in whichever way they deem befitting.
8. M. Afnan speaks of a ‘spiritual revolution’ (inqiláb‑i rúhání) which was initiated by
the Báb’s Revelation and is clearly reflected in the grammatical peculiarities of his own
writings as well as those of his disciples. See his article ‘Áthár-i Manthúr-i Táhirih’,
pp. 91f. For the peculiarities of the Báb’s style see: Behmardi, Muqaddamih’í dar‑
bárih‑yi sabk wa siyàq‑i Áthár‑i Hadrat‑i Nuqtih‑yi Úlá’; and McCants, ‘A Grammar
of the Divine’, in the present volume. It seems that Quddús took the break with Arabic
grammar to the extreme. In a manuscript of unknown origin but attributed to him we
find incomprehensible and completely ungrammatical verb-forms such as y‑q‑sh‑‘‑rr‑t
and y‑k‑f‑h‑rr‑t, among others.
9. It is generally believed that Ahsá’í and Rashtí were heavily engaged in raising messianic expectations and anticipated the advent of the Promised One. Although only a
few traces of such ideas are found in their writings, there are strong indications that an
oral tradition existed at least among some Shaykhi circles. For details see Eschraghi,
Frühe Shaikhi‑ und Bábí‑Theologie, pp. 89ff. Thus a representative of the Imam
existed at all times and, contrary to mainstream Shi‘i belief, could be contacted by the
believers. He was referred to as the Fourth Support of religion, the other three being
belief in God, the Prophet and the Imams. Some Shaykhi sects state that Karím Khán
Kirmání was the first to introduce the idea of the Fourth Support, a representative of
the Hidden Imam present at all times. However, the fact that the term and concept
occurs in the Báb’s earliest writings as well as in a number of epistles penned by
early Shaykhi converts proves that at least at the time of Rashtí such belief must have
existed. One example is a letter written by Táhirih to a Shaykhi adherent defending
the Báb’s claim: Mázandarání, Táríkh‑i Zuhúr al‑Haqq, vol. 3, pp. 484–501. See also
the Báb’s Tafsír Súrat al-Baqarah translated in Lawson, The Qur’an Commentary of
Sayyid ‘Alí Muhammad, pp. 49ff. and passim.
10. Although the general custom is to pray at the head of an Imam, Shaykhis pray at
his feet. This, they think, is a sign of great veneration and reverence. Owing to this
practice, Shaykhis have also been called ‘Pusht-i Sarís’ and their adversaries ‘BáláSarís’. The Báb, in his early writings, endorsed the Shaykhi practice in this regard and
enjoined prayers at the feet of the Imams; see Kitáb al-Rúh (unpublished manuscript),
undermining the foundations of orthodoxy
11.
12.
13.
14.
15.
16.
17.
18.
243
sura 247; Ziyárat al-Jámi‘ah al-Kabírah (Iranian National Bahá’í Archives, vol. 50),
p. 3; Sahífah bayn al-Haramayn (manuscript dated 1261), pp. 37f.
The Báb further explains his new ‘basmala’ in the Persian Bayán 3:6. See also ibid.
7:2 where yet another basmala is introduced.
In the Báb’s writings ‘resurrection’ symbolizes the appearance of the next Manifestation
of God.
In this context Shaykhi writings and the Báb often quote the Quranic (7:172) tale of a
pre-existential covenant.
His unbelief in all the previous worlds is indicated. Since each revelation is like a new
creation, it can be imagined as a whole new ‘world’.
Throughout Islamic history several individuals have denied corporeal resurrection.
However, they do not seem to have interpreted it in the way the Báb does, namely a
new revelation of God. It is sometimes stated that the Shaykhiyyah had already taught
a spiritual interpretation of resurrection. In fact, Ahsá’í was attacked by other clerics
for his seemingly heterodox views about resurrection and the Prophet’s night journey
(see below, note 40). However, his writings do not reveal such a purely spiritual
interpretation. His foremost disciple and successor Kázim al-Rashtí wrote a lengthy
treatise in defence of his spiritual master’s orthodoxy. An incomplete manuscript in
Rashtí’s own handwriting is held at the Kirmání-Shaykhi library (photocopy in possession of present writer). A complete edition of the text was recently published in
Beirut. In this work Rashtí repeatedly and unequivocally declares that beyond any
doubt the views of Ahsá’í were in complete accordance with orthodox and traditional
Shi‘i belief held unanimously by all theologians. Whoever spoke to the contrary was
either an enemy of the Shaykh or unaware of his specific terminology. Ironically,
Ahsá’í himself had in a commentary on Mullá Sadrá’s ‘Arshiyyah accused the latter
of denying corporeal resurrection (see also Rasá’il al‑Hikmah, p. 228). Whatever the
case, it is clear that Ahsá’í’s rather complex views about several bodies of different
grades of subtlety (see ibid. pp. 96ff.) bear no resemblance whatsoever to the Báb’s
interpretation of resurrection. It is noteworthy that the Báb, although in his early
works extensively uses specific Shaykhi terminology, never seems to endorse Ahsá’í’s
view about resurrection. The quotation above shows that he did not believe any Shi‘i
Muslim had understood the truth of the matter. This seems to include Ahsá’í and
Rashtí.
In the beginning of the same chapter, the Báb also says that no miracles other than the
verses of God should be ascribed to him.
Initially the sixth Imam Ja‘far al-Sádiq had nominated his son Ismá‘íl as his successor.
When Ismá‘íl died before his father, another son, Músá al-Kázim, was declared his
successor. Since Imams are generally thought to have been appointed by God himself
before creation came into being, and are also perceived of as omniscient and free from
error, the matter caused confusion among the believers.
The Báb’s very claim was an example of badá’ and a core issue of early Bábí (and
Bahá’í) apologetics. Twelver Shi‘a believe that the Twelfth Imam went into occultation in the year 260 ah (873–4 ce), his life being mysteriously prolonged by God until
the day when he shall come forth again and destroy the non-believers. Practically
speaking, the Báb could not be the Qá’im because he was born and raised in Shiraz
in the 19th century and was not a thousand years old. The Báb himself explained this
as badá’. Generally, all prophecies could be rendered as naught by God if he wished
to do so. See Sharh Hadíth Abí Labíd (in Browne Collection F21), p. 14. It seems
that Ahsá’í had already paved the way for this interpretation of the Qá’im’s existence.
According to him, the Promised One was currently in the world of archetypal forms
(al‑suwar), which means that he could appear practically in any body (cf. Sharh al‑
Ziyárah, vol. 1, p. 77). The Promised One to him was the ‘repository of the secret of
244
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
a most noble pattern
badá’’ (ibid. p. 319). Ahsá’í was possibly himself inspired by hadith reports like the
following: ‘‘Abú Ja‘far said: . . . If we tell you about a matter and it happens as we
said, say: “God speaks the truth (sadaqa’Alláh)”. And if we tell you about a matter
and it happens contrary to what we said, [still] say “God speaks the truth” and ye shall
be rewarded twice.’ A footnote says, ‘Once for belief, once for accepting badá’’ (alKulayní, al‑Usúl min al‑Káfí, vol. 1, pp. 367ff.).
The Bábís derived that number from the Arabic word Mustagháth, which the Báb
mentions in connection with the Promised One in a few instances. Cf. 3:15, 7:10. The
numerical equivalent of this word is 2001. However this is a rather arbitrary interpretation of the Báb’s statements, since he does not at all imply that this was to be the date
for the Promised One’s arrival. Rather, he made it abundantly clear that the Promised
One’s revelation was bound by no restriction whatsoever.
In Islam new converts from religious minorities were labeled ‘new to Islam (jadíd al‑
Islámí)’, thus ranking them somewhat lower than others who were already born into
Islam or had a long family tradition in that faith.
The source for this quotation is a letter by the Báb, printed as an appendix to
Gulpáyigání’s Kashf al‑Ghitá’ ‘an Hiyal al‑A‘dá’. Another manuscript can be found
in Folder 21 of the E. G. Browne Collection. The English text reads Vahíd for Váhid,
which has been corrected here.
Some Bahá’ís believe that the Báb intentionally designed his laws to be severe and
virtually impracticable, so that Bábís would not cling to them and soon realize their
symbolic character as well as the need for a new revelation.
These numbers equal the words Allah (66) and Rabb (202) or Muhammad-‘Alí (202),
the name of the Báb.
The same is true of Islam. Although the Qur’an enjoins obligatory prayer on the
believers, detailed provisions are not found in it. Therefore, there are considerable
differences between the prayer rites of diverse Islamic sects.
In addition to rituals, the Báb has laid down a number of further provisions such as a
new currency. For details see Persian Bayán 5:19.
The following quotation of Bahá’u’lláh points at the reformist potential inherent in
the Báb’s Revelation: ‘If these obstructing veils had not intervened Persia would, in
some two years, have been subdued through the power of utterance, the position of
both the government and the people would have been raised . . . Thus, once Persia had
been rehabilitated, the sweet savours of the Word of God would have wafted over all
countries, inasmuch as that which hath streamed forth from the Most Exalted Pen is
conducive to the glory, the advancement and education of all the peoples and kindreds
of the earth. Indeed it is the sovereign remedy for every disease, could they but comprehend and perceive it’ (Kalimát-i Firdawsiyyih in Bahá’u’lláh, Tablets, p. 73 (6:43)).
The word translated here as ‘power of utterance’ is ‘Bayán’ and thus probably refers
to the Báb’s dispensation, a fact that might not be gained from reading the English
translation.
The only reference known to the present writer is found in the late Haykal al-Dín
(8:7). There the Báb says that women should not be forced to hide their hair when
saying their obligatory prayer.
In contrast, a passage from Shaykh Fadl Alláh Núrí, a conservative 19th-century cleric
who strongly opposed the constitutional movement and was eventually executed,
comes to mind. In present-day Iran he is revered by the government as a martyr and
a ‘forerunner’. In his Lawá’ih (p. 28) he writes about the constitutionalists: ‘Now
we have all seen with our own eyes that from the beginning of the establishment of
this parliament a group of . . . unbelievers (lá madhhab), which were earlier known
to have been Bábís . . . have come into motion . . . And a number of newspapers and
pamphlets have appeared, most of them including insults against the great learned and
undermining the foundations of orthodoxy
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
245
the laws of Islam. And [in which it is stated] that changes to this sharia must be made
. . . such as allowing for intoxicants, spread of sexual immorality and establishing
schools for women and girls . . .’ That he should see the establishment of schools for
girls as tantamount to spreading immorality is revealing.
Eleven was fixed as the age of maturity in the dispensation of the Báb.
For a detailed introduction to the general state of society during the time of the Báb’s
ministry see Amanat, Resurrection and Renewal, especially the first part (pp. 1–108).
For general theological developments and the rise to power of the clergy referred to
on the following pages, see Momen, Introduction to Shi‘i Islam, especially pp. 130ff.;
Halm, Die Schi‘a, especially pp. 132ff.
An example that reveals the state of mind as well as the degree of veneration some
Qajar monarchs entertained for high-ranking clerics can be seen in Fath-‘Alí Sháh’s
behaviour towards and his letters to Shaykh Ahmad al-Ahsá’í. The monarch’s main
interest seems to have revolved around the ‘quality of intercourse in the hereafter’.
See Ahsá’í’s response in Rasá’il al‑Hikmah, pp. 91ff.
The example of the second Perso-Russian war shows how the ulama used their influence to virtually force the rather unwilling Iranian government into a disastrous war
that led to great financial as well as territorial loss.
One example was Muhammad-Báqir Shaftí in Isfahan.
This attitude is reflected in Khomeini’s statement in his early Kashf‑i Asrár, p. 107.
According to him, the Prophet Muhammad ‘has brought several divine ordinances
and heavenly commands for going to the toilet [sic!], for being alone with a woman
and for giving milk to a child. There is no little or big matter that He has not given
instructions for.’
To use ‘Alí Sharí‘atí’s terminology alluded to earlier, the label ‘Safavid Islam’ would
be used to describe this religious paradigm.
In The Secret of Divine Civilization and even more in his Risálih‑yi Síyásiyyih,
‘Abdu’l-Bahá determined the clerics’ interference in politics to be responsible for the
miserable state of affairs in Iran.
The term ulama, though literally meaning ‘knowing’ or ‘learned’, is more likely used
here by the Báb as a terminus technicus, common amongst Muslims to describe the
divines.
The hadith the Báb is alluding to is attributed to the Twelfth Imam and generally
quoted by Shi‘i clerics to support their claim to authority. See Mahmúdí, Mabání‑i
Istinbát‑i Huqúq‑i Islámí, p. 14n. The passage reads in full: ‘Regarding matters that
will happen (al‑hawádith al‑wáqi‘ah) turn to those who transmit our hadith. For
verily, they are my proof over you and I am the Proof of God over you.’
The various theological disputes that surround this view cannot be discussed here. That
neither the ulama as a whole nor a certain group but rather their most noble (afdal) representative is to exercise supreme authority is in any case a late development. It forms
the doctrinal foundation of the current Iranian state form. An interesting question is
whether and to what extent Khomeini-ist doctrine was influenced by the Shaykhi teaching of the Fourth Support. A passage in Ahsá’í’s Hayát al‑Nafs, in Jawámi‘al‑Kalim,
vol. 1, pt. 1, pp. 7f.) describing the qualities of the supreme representative bears great
resemblance with Khomeini-ist doctrine. See also Sharh az‑Ziyárah, vol. 1, p. 34.
It is most probably for this reason, rather than for his obscure speculations about
resurrection and the Prophet’s night journey (al‑isrá’), that Shaykh Ahmad al-Ahsá’í
was declared an infidel and his later adherents faced severe persecution on behalf
of Usúlí clerics. Ahsá’í’s (and later Rashtí’s) claim was to be in regular contact with
the Imams. Thus they were allegedly able to meet them in dreams and visions and to
receive guidance from them whenever they wished. Ahsá’í showed open disregard for
the mechanisms of Usúlí hierarchy. In his short autobiography he mentioned none of
246
41.
42.
43.
44.
45.
46.
47.
48.
49.
50.
a most noble pattern
the seven regular ijázahs he had received by prominent clerics but rather based his
claim on a ‘paper’ signed by all 12 Imams and handed over to him in a dream. For
details see Eschraghi, Frühe Shaikhi‑ und Bábí‑Theologie, pp. 35–9; MacEoin, From
Shaykhism to Babism, p. 56.
Apart from the fifth, the Báb later removed another lucrative source of income for
many ulama: he prohibited selling stones, sand and other relics of holy places. Further,
selling land around holy sites was not allowed. Persian Bayán 4:13, 17.
They echo the Imam Husayn’s words shortly before his martyrdom: ‘Is there no one
who will assist me [in fighting the infidels]?’
The Báb called for jihad only at a time when chances were unrealistic. When his followers were assembled in Karbala to wage the apocalyptic battle between the forces of
good and evil, he changed his initial plan to go there. The reason for this, as he says in
several letters from that time, was that he did not want any bloodshed to occur. See for
example his letter to ‘Abd al-Kháliq Yazdí, in Afnán, ‘Ahd‑i A‘lá, p. 184. For a discussion of the Báb’s attitude towards and specific understanding of jihad see Eschraghi,
Frühe Shaikhi‑ und Bábí‑Theologie, pp. 166–9.
The Kirmání Shaykhi leader Karím Khán, a contemporary and fierce enemy of
the Báb, wrote in one of his several refutations: ‘During the period of the Greater
Occultation, according to the unanimous verdict of the learned, there is no jihad. And
no learned has permission to draw a sword and fight jihad and gather forces . . . This
is another proof of his [the Báb’s] blasphemy (kufr)’ (Karím Khán, Risálih‑yi Radd‑i
Báb‑i Khusrán Ma’áb, p. 28).
Mubáhalah serves to establish the truth of a claim in the presence of witnesses.
Conditions can be miracles or plainly calling God’s curse upon the opponent.
Muhammad is said to have done this during his own time. The practice is also attested
to in the Old Testament (I Kings 18:17ff.). In the Báb’s writings mubáhalah is confined to producing verses, prayers and treatises.
An exception, also known to Bahá’ís, is the Prayer for the Dead.
Khomeini took this dogma to a further extreme when he declared it unlawful even to
report crimes to secular state authorities. If someone reported a theft to the police of
a non-Islamic state, then the thief found and the item returned, the item stolen was
still unlawful to its original possessor simply because it was obtained through ‘illegal’
channels (Hukúmat‑i Islámí, republished as Viláyat‑i Faqíh, Tehran 1361ah/1942–3,
p. 84).
The little education the average citizen would receive was equally controlled by the
ulama since the only institutions for learning during that time were madrasas.
From the passages in question one can conclude that the Báb mainly targeted the kind
of fruitless hairsplitting that was prevalent amongst the learned, such as whether jinn
(spirits, ghosts, demons) were male or female and whether one could have sexual
intercourse with them, or how Siamese twins were to observe the religious rituals and
whether such rituals were binding on other planets. In addition, theological discussions that had preoccupied the minds of philosophers for centuries and sometimes
even led to bloodshed were possibly among the subjects the Báb had in mind, such as
whether God knows only essentials or particulars as well, whether the Word of God is
created or eternal, etc. In any case, in issuing these general condemnations he uttered
yet another strong provocation against the ulama.
Apparently, at a later stage even the books of Ahsá’í and Rashtí were included in this
provision. That was when influential Shaykhi ulama proved to be among the fiercest
enemies of the new Faith. Karím Khán Kirmání quotes a letter attributed to the Báb in
which study of the Sharh al‑Qasídah and other central Shaykhi works is prohibited.
See Risálih‑yi Radd‑i Báb‑i Khusrán Ma’áb, pp. 43–4. It is unclear whether the Báb
actually called for the physical destruction of books or merely meant that they should
undermining the foundations of orthodoxy
247
be deemed obsolete. In the Arabic Bayán (9:13), at any rate, he prohibited the physical
destruction of any book whatsoever.
51. There is only one verse in the Qur’an (9:28) that calls ‘idol-worshippers unclean
(najas)’ and demands that they be kept out of mosques. No trace of the detailed
instructions for ritual purity later developed by Shi‘i theologians can be found in the
Qur’an.
52. Even today all higher ranking Shi‘i ulama write a ‘thesis’, usually called ‘Answers to
Questions (Tawdíh al‑Masá’il)’. A major part of these is dedicated to laws of najásah
and tahárah. Bahá’u’lláh at any rate has quite clearly abrogated the whole notion of
ritual uncleanliness in verse 75 of his Most Holy Book.