IDEAS home Printed from https://ideas.repec.org/a/oup/econjl/v134y2024i663p2982-3016..html
   My bibliography  Save this article

Name-Based Estimators of Intergenerational Mobility

Author

Listed:
  • Torsten Santavirta
  • Jan Stuhler

Abstract

Recent studies use names—first and surnames—to estimate intergenerational mobility in sources that lack direct family links. While generating novel evidence on intergenerational transmission processes, it remains unclear how different estimators compare and how reliable they are. This paper evaluates the most popular name-based methods, using newly digitised records from Finland and US census data. We illustrate that their interpretation depends on sampling properties of the data, such as the overlap between the parent and child samples, which differ widely across studies. We correct for the attenuation bias from limited overlap and address other common problems encountered in applications.

Suggested Citation

  • Torsten Santavirta & Jan Stuhler, 2024. "Name-Based Estimators of Intergenerational Mobility," The Economic Journal, Royal Economic Society, vol. 134(663), pages 2982-3016.
  • Handle: RePEc:oup:econjl:v:134:y:2024:i:663:p:2982-3016.
    as

    Download full text from publisher

    File URL: https://hdl.handle.net/10.1093/ej/ueae035
    Download Restriction: Access to full text is restricted to subscribers.
    ---><---

    As the access to this document is restricted, you may want to look for a different version below or search for a different version of it.

    Other versions of this item:

    References listed on IDEAS

    as
    1. Jaerim Choi & Jiaying Gu & Shu Shen, 2018. "Weak‐instrument robust inference for two‐sample instrumental variables regression," Journal of Applied Econometrics, John Wiley & Sons, Ltd., vol. 33(1), pages 109-125, January.
    2. Paolo Acciari & Alberto Polo & Giovanni L. Violante, 2022. "And Yet It Moves: Intergenerational Mobility in Italy," American Economic Journal: Applied Economics, American Economic Association, vol. 14(3), pages 118-163, July.
    3. Braun, Sebastian Till & Stuhler, Jan, 2018. "The Transmission of Inequality Across Multiple Generations: Testing Recent Theories with Evidence from Germany," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 128(609), pages 576-611.
    4. Zachary Ward, 2023. "Intergenerational Mobility in American History: Accounting for Race and Measurement Error," American Economic Review, American Economic Association, vol. 113(12), pages 3213-3248, December.
    5. Elisa Jácome & Ilyana Kuziemko & Suresh Naidu, 2021. "Mobility for All: Representative Intergenerational Mobility Estimates over the 20th Century," Working Papers 302, Princeton University, Department of Economics, Center for Economic Policy Studies..
    6. M Dolores Collado & Ignacio Ortuño-Ortín & Jan Stuhler, 2023. "Estimating Intergenerational and Assortative Processes in Extended Family Data," The Review of Economic Studies, Review of Economic Studies Ltd, vol. 90(3), pages 1195-1227.
    7. Jason Long & Joseph Ferrie, 2013. "Intergenerational Occupational Mobility in Great Britain and the United States since 1850," American Economic Review, American Economic Association, vol. 103(4), pages 1109-1137, June.
    8. Carneiro, Pedro & Lee, Sokbae & Reis, Hugo, 2020. "Please call me John: Name choice and the assimilation of immigrants in the United States, 1900–1930," Labour Economics, Elsevier, vol. 62(C).
    9. George J. Borjas, 2021. "Ethnic Capital And Intergenerational Mobility," World Scientific Book Chapters, in: Foundational Essays in Immigration Economics, chapter 6, pages 107-134, World Scientific Publishing Co. Pte. Ltd..
    10. Roland G. Fryer & Steven D. Levitt, 2004. "The Causes and Consequences of Distinctively Black Names," The Quarterly Journal of Economics, President and Fellows of Harvard College, vol. 119(3), pages 767-805.
    11. Gary Solon, 2018. "What Do We Know So Far about Multigenerational Mobility?," Economic Journal, Royal Economic Society, vol. 128(612), pages 340-352, July.
    12. Goldin, Claudia & Katz, Lawrence F., 2000. "Education and Income in the Early Twentieth Century: Evidence from the Prairies," The Journal of Economic History, Cambridge University Press, vol. 60(3), pages 782-818, September.
    13. Mikael Lindahl & Mårten Palme & Sofia Sandgren Massih & Anna Sjögren, 2015. "Long-Term Intergenerational Persistence of Human Capital: An Empirical Analysis of Four Generations," Journal of Human Resources, University of Wisconsin Press, vol. 50(1), pages 1-33.
    14. Elisa Jácome & Ilyana Kuziemko & Suresh Naidu, 2021. "Mobility for All: Representative Intergenerational Mobility Estimates over the 20th Century," NBER Working Papers 29289, National Bureau of Economic Research, Inc.
    15. Clark, Gregory & Leigh, Andrew & Pottenger, Mike, 2020. "Frontiers of mobility: Was Australia 1870–2017 a more socially mobile society than England?," Explorations in Economic History, Elsevier, vol. 76(C).
    16. M. Dolores Collado & Ignacio Ortuño Ortín & Andrés Romeu, 2008. "Surnames and social status in Spain," Investigaciones Economicas, Fundación SEPI, vol. 32(3), pages 259-287, September.
    17. James J. Feigenbaum, 2018. "Multiple Measures of Historical Intergenerational Mobility: Iowa 1915 to 1940," Economic Journal, Royal Economic Society, vol. 128(612), pages 446-481, July.
    18. Jason Long & Joseph Ferrie, 2013. "Intergenerational Occupational Mobility in Great Britain and the United States since 1850: Reply," American Economic Review, American Economic Association, vol. 103(5), pages 2041-2049, August.
    19. Maia Güell & José V. Rodríguez Mora & Gary Solon, 2018. "New Directions in Measuring Intergenerational Mobility: Introduction," Economic Journal, Royal Economic Society, vol. 128(612), pages 335-339, July.
    20. Claudia Olivetti & M. Daniele Paserman, 2013. "In the Name of the Son (and the Daughter): Intergenerational Mobility in the United States, 1850-1930," NBER Working Papers 18822, National Bureau of Economic Research, Inc.
    21. Paul S. Lambert & Richard L. Zijdeman & Marco H. D. Van Leeuwen & Ineke Maas & Kenneth Prandy, 2013. "The Construction of HISCAM: A Stratification Scale Based on Social Interactions for Historical Comparative Research," Historical Methods: A Journal of Quantitative and Interdisciplinary History, Taylor & Francis Journals, vol. 46(2), pages 77-89, June.
    22. Kelly Vosters & Martin Nybom, 2017. "Intergenerational Persistence in Latent Socioeconomic Status: Evidence from Sweden and the United States," Journal of Labor Economics, University of Chicago Press, vol. 35(3), pages 869-901.
    23. Gregory Clark, 2015. "The Son Also Rises: Surnames and the History of Social Mobility," Economics Books, Princeton University Press, edition 1, volume 1, number 10181-2.
    24. Kelly Vosters, 2018. "Is the Simple Law of Mobility Really a Law? Testing Clark's Hypothesis," Economic Journal, Royal Economic Society, vol. 128(612), pages 404-421, July.
    25. Martha J. Bailey & Connor Cole & Morgan Henderson & Catherine Massey, 2020. "How Well Do Automated Linking Methods Perform? Lessons from US Historical Data," Journal of Economic Literature, American Economic Association, vol. 58(4), pages 997-1044, December.
    26. Jonas Helgertz & Joseph Price & Jacob Wellington & Kelly J Thompson & Steven Ruggles & Catherine A. Fitch, 2022. "A new strategy for linking U.S. historical censuses: A case study for the IPUMS multigenerational longitudinal panel," Historical Methods: A Journal of Quantitative and Interdisciplinary History, Taylor & Francis Journals, vol. 55(1), pages 12-29, January.
    27. Guido Neidhöfer & Maximilian Stockhausen, 2019. "Dynastic Inequality Compared: Multigenerational Mobility in the United States, the United Kingdom, and Germany," Review of Income and Wealth, International Association for Research in Income and Wealth, vol. 65(2), pages 383-414, June.
    28. Florencia Torche & Alejandro Corvalan, 2018. "Estimating Intergenerational Mobility With Grouped Data," Sociological Methods & Research, , vol. 47(4), pages 787-811, November.
    29. Sebastian Till Braun & Jan Stuhler, 2018. "The Transmission of Inequality Across Multiple Generations: Testing Recent Theories with Evidence from Germany," Economic Journal, Royal Economic Society, vol. 128(609), pages 576-611, March.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Adrian Adermon & Mikael Lindahl & Mårten Palme, 2021. "Dynastic Human Capital, Inequality, and Intergenerational Mobility," American Economic Review, American Economic Association, vol. 111(5), pages 1523-1548, May.
    2. Celhay, Pablo A. & Gallegos, Sebastian, 2023. "Educational Mobility Across Three Generations in Latin American Countries," Research Department working papers 1906, CAF Development Bank Of Latinamerica.
    3. Colagrossi, Marco & d’Hombres, Béatrice & Schnepf, Sylke V, 2020. "Like (grand)parent, like child? Multigenerational mobility across the EU," European Economic Review, Elsevier, vol. 130(C).
    4. Celhay, Pablo & Gallegos, Sebastian, 2024. "Schooling Mobility across Three Generations in Six Latin American Countries," IZA Discussion Papers 17072, Institute of Labor Economics (IZA).
    5. Shiue, Carol, 2019. "Social Mobility in the Long Run: A Temporal Analysis of China from 1300 to 1900," CEPR Discussion Papers 13589, C.E.P.R. Discussion Papers.
    6. Berger, Thor & Engzell, Per & Eriksson, Björn & Molinder, Jakob, 2023. "Social Mobility in Sweden before the Welfare State," The Journal of Economic History, Cambridge University Press, vol. 83(2), pages 431-463, June.
    7. Güell, Maia & Rodríguez Mora, José V & Solon, Gary, 2018. "New Directions in Measuring Intergenerational Mobility," CEPR Discussion Papers 12959, C.E.P.R. Discussion Papers.
    8. Martha J. Bailey & Peter Z. Lin, 2024. "Marital Matching and Women’s Intergenerational Mobility in the Late 19th and Early 20th Century US," NBER Chapters, in: The Economic History of American Inequality: New Evidence and Perspectives, National Bureau of Economic Research, Inc.
    9. Krzysztof Karbownik & Anthony Wray, 2019. "Educational, Labor-market and Intergenerational Consequences of Poor Childhood Health," NBER Working Papers 26368, National Bureau of Economic Research, Inc.
    10. Hwang, Sam Il Myoung & Squires, Munir, 2024. "Linked samples and measurement error in historical US census data," Explorations in Economic History, Elsevier, vol. 93(C).
    11. Juliana Jaramillo-Echeverri, 2024. "Movilidad social en la educación: el caso de la Universidad de los Andes en Colombia entre 1949 y 2018," Cuadernos de Historia Económica 61, Banco de la Republica de Colombia.
    12. Giacomin Favre, 2019. "Bias in social mobility estimates with historical data: evidence from Swiss microdata," ECON - Working Papers 329, Department of Economics - University of Zurich.
    13. Jo Blanden & Matthias Doepke & Jan Stuhler, 2022. "Education inequality," CEP Discussion Papers dp1849, Centre for Economic Performance, LSE.
    14. Braun, Sebastian Till & Stuhler, Jan, 2018. "The Transmission of Inequality Across Multiple Generations: Testing Recent Theories with Evidence from Germany," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 128(609), pages 576-611.
    15. Martin Nybom & Jan Stuhler, 2019. "Steady-state assumptions in intergenerational mobility research," The Journal of Economic Inequality, Springer;Society for the Study of Economic Inequality, vol. 17(1), pages 77-97, March.
    16. Zachary Ward, 2023. "Intergenerational Mobility in American History: Accounting for Race and Measurement Error," American Economic Review, American Economic Association, vol. 113(12), pages 3213-3248, December.
    17. Wei Zou & Ruiqi Ma, 2024. "An Extended Family Perspective on Intergenerational Human Capital Transmission in China," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 174(3), pages 1101-1139, September.
    18. Adrian Adermon & Mikael Lindahl & Daniel Waldenström, 2018. "Intergenerational Wealth Mobility and the Role of Inheritance: Evidence from Multiple Generations," Economic Journal, Royal Economic Society, vol. 128(612), pages 482-513, July.
    19. Joseph Ferrie & Catherine Massey & Jonathan Rothbaum, 2016. "Do Grandparents and Great-Grandparents Matter? Multigenerational Mobility in the US, 1910-2013," NBER Working Papers 22635, National Bureau of Economic Research, Inc.
    20. Collins, William J. & Zimran, Ariell, 2019. "The economic assimilation of Irish Famine migrants to the United States," Explorations in Economic History, Elsevier, vol. 74(C).

    More about this item

    JEL classification:

    • J62 - Labor and Demographic Economics - - Mobility, Unemployment, Vacancies, and Immigrant Workers - - - Job, Occupational and Intergenerational Mobility; Promotion

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:oup:econjl:v:134:y:2024:i:663:p:2982-3016.. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Oxford University Press or the person in charge (email available below). General contact details of provider: https://edirc.repec.org/data/resssea.html .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.